Citigroup Derivatives Markets Inc Form 8.5 (EPT/NON-RI) (8141L)
April 23 2018 - 9:26AM
UK Regulatory
TIDM0HR2
RNS Number : 8141L
Citigroup Derivatives Markets Inc
23 April 2018
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Citigroup Derivatives Markets Inc.
--------------------------------------------------------------------------------- -----------------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form CME group Inc
relates:
Use a separate form for each offeror/offeree
--------------------------------------------------------------------------------- -----------------------------------
(c) Name of the party to the offer with which exempt principal trader is Nex Group plc
connected:
--------------------------------------------------------------------------------- -----------------------------------
(d) Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date prior to 20 April 2018
the disclosure
--------------------------------------------------------------------------------- -----------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures
in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
--------------------------------------------------------------------------------- -----------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: USD 0.01 Class A common stock
------------------------------------------------------------------------------ --------------------------------------
Interests Short positions
------------------------------------------------------------------------------ ------------------ ------------------
Number % Number %
------------------------------------------------------------------------------ -------- -------- -------- --------
(1) Relevant securities owned and/or controlled: 14,143 (0.00%) 7,819 (0.00%)
------------------------------------------------------------------------------ -------- -------- -------- --------
(2) Cash-settled derivatives:
------------------------------------------------------------------------------ -------- -------- -------- --------
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell: 271,600 (0.08%) 228,500 (0.07%)
------------------------------------------------------------------------------ -------- -------- -------- --------
TOTAL: 285,743 (0.08%) 236,319 (0.07%)
------------------------------------------------------------------------------ -------- -------- -------- --------
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
----------------------------------------------------------------------------
Details, including nature of the rights concerned and relevant percentages:
----------------------------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
----------------------- ----------------- ------------------------ ----------------------- -----------------------
USD 0.01 Class A Purchase 6,800 165.0800 USD 164.5050 USD
common stock
----------------------- ----------------- ------------------------ ----------------------- -----------------------
USD 0.01 Class A Sale 3,800 165.2000 USD 165.0800 USD
common stock
----------------------- ----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price date money
security e.g. selling, to which per paid/
call varying option unit received
option etc. relates per
unit
USD
0.01
Class
A common
stock Call Purchasing 100 170 AMERICAN 18/05/2018 2.5
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Purchasing 100 170 AMERICAN 18/05/2018 2.5
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -100 165 AMERICAN 18/05/2018 4.6
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -100 165 AMERICAN 18/05/2018 4.6
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Writing -600 170 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Purchasing 700 170 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Purchasing 600 170 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Writing -700 170 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -300 160 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Writing 100 160 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -100 160 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Writing 300 160 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Writing 2000 155 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -2000 155 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -300 170 AMERICAN 20/04/2018 4.92
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -1000 170 AMERICAN 20/04/2018 4.92
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Writing 1000 170 AMERICAN 20/04/2018 4.92
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Writing 300 170 AMERICAN 20/04/2018 4.92
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Writing -800 165 AMERICAN 20/04/2018 0.08
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Writing -1200 165 AMERICAN 20/04/2018 0.08
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Purchasing 800 165 AMERICAN 20/04/2018 0.08
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Purchasing 1200 165 AMERICAN 20/04/2018 0.08
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -10000 120 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Writing 10000 120 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -500 150 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Writing 6000 150 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Writing 1500 150 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Writing 500 150 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -6000 150 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Writing 200 150 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -1500 150 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -200 150 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Purchasing 400 195 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Purchasing 1000 195 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Writing -1000 195 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Writing -400 195 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -100 157.5 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Writing 100 157.5 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Writing 200 157.5 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -200 157.5 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Writing -100 162.5 AMERICAN 20/04/2018 2.58
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Purchasing 100 162.5 AMERICAN 20/04/2018 2.58
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -100 162.5 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Writing 100 162.5 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Writing 100 162.5 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -100 162.5 AMERICAN 20/04/2018 0.01
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Writing -2000 170 AMERICAN 15/06/2018 3.91
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Writing -1600 170 AMERICAN 15/06/2018 3.94
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Purchasing 100 175 AMERICAN 15/06/2018 2.32
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Writing 400 162.5 AMERICAN 27/04/2018 1.99
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -400 165 AMERICAN 20/04/2018 0.43
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Purchasing 200 165 AMERICAN 20/04/2018 0.52
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Writing 100 155 AMERICAN 18/05/2018 1.42
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Purchasing 1100 165 AMERICAN 27/04/2018 2.78
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -200 175 AMERICAN 20/04/2018 9.92
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Writing -1300 162.5 AMERICAN 20/04/2018 2.58
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Writing -600 162.5 AMERICAN 20/04/2018 2.58
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Writing -500 160 AMERICAN 20/04/2018 5.08
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Purchasing 100 157.5 AMERICAN 20/04/2018 7.58
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -2800 170 AMERICAN 20/04/2018 4.92
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Writing -900 160 AMERICAN 20/04/2018 5.08
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Writing -500 157.5 AMERICAN 20/04/2018 7.58
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Purchasing 500 165 AMERICAN 20/04/2018 0.08
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Writing 1100 155 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Writing -1000 170 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -5000 135 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -11000 120 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Writing 100 152.5 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Purchasing 1100 175 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Writing -300 167.5 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -100 147 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Writing 6600 150 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -1900 160 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -1900 165 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -2500 162.5 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -100 152.5 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -500 157.5 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Writing 700 160 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -1000 165 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Writing -6000 165 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Purchasing 2400 195 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Writing -100 167.5 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Writing -800 170 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Writing 2700 155 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -1500 140 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -500 130 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Purchasing 200 185 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Put Purchasing -3000 125 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Purchasing 900 180 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
USD
0.01
Class
A common
stock Call Writing -300 175 AMERICAN 20/04/2018 0
-------------- -------------- -------------- --------------- --------- --------- ----------- ----------
(ii) Exercise
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
N/A
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
N/A
-----------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
---------------------------------------------------- ---
Date of disclosure: 23 April 2018
--------------------- -------------------
Contact name: Craig Watson
--------------------- -------------------
Telephone number: +44 (28) 9040-9605
--------------------- -------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FEOUOUORWSASUAR
(END) Dow Jones Newswires
April 23, 2018 09:26 ET (13:26 GMT)
Cme (LSE:0HR2)
Historical Stock Chart
From May 2024 to Jun 2024
Cme (LSE:0HR2)
Historical Stock Chart
From Jun 2023 to Jun 2024
