Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB
December 15 2023 - 5:00PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
12b-25
NOTIFICATION
OF LATE FILING
(Check
one): |
☐
Form 10-K ☐ Form 20-F ☐ Form 11-K ☒Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR
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For
Period Ended: |
October
31, 2023 |
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☐ Transition Report on Form 10-K
☐ Transition Report on Form 20-F
☐ Transition Report on Form 11-K
☐ Transition Report on Form 10-Q
☐ Transition Report on Form N-SAR
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For
the Transition Period Ended: |
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Read
Instruction (on back page) Before Preparing Form. Please Print or Type.
Nothing
in this form shall be construed to imply that the Commission has verified any information contained herein. |
If
the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
PART
I - REGISTRANT INFORMATION
Sparta
Commercial Services, Inc. |
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Full
Name of Registrant |
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N/A |
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Former
Name if Applicable |
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555
Fifth Avenue, 14th Floor |
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Address
of Principal Executive Office (Street and Number) |
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New
York, NY 10017 |
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City,
State and Zip Code |
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PART
II - RULES 12b-25(b) AND (c)
If
the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b),
the following should be completed. (Check box if appropriate)
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(a) |
The
reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; |
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☒ |
(b) |
The
subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion
thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report
or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the
fifth calendar day following the prescribed due date; and |
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(c) |
The
accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
PART
III - NARRATIVE
State
below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not
be filed within the prescribed time period.
The
Company is in the process of preparing and reviewing the financial and other information for its Form 10-Q report for the quarterly period
ended October 31, 2023, and does not expect the report will be finalized for filing by the prescribed due date without unreasonable effort
or expense. The Company needs additional time to complete its financial statements, as well as to have the report reviewed by its accountants
and attorneys. The Company undertakes the responsibility to file such report no later than five days following the prescribed due date.
PART
IV - OTHER INFORMATION
(1)
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Name
and telephone number of person to contact in regard to this notification: |
Anthony
L. Havens |
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(212) |
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239-2666 |
(Name) |
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(Area
Code) |
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(Telephone
Number) |
(2) |
Have
all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment
Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s)
been filed? If answer is no, identify report(s). Yes ☒ No ☐ |
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(3) |
Is
it anticipated that any significant change in results of operation for the corresponding period for the last fiscal year will be
reflected by the earnings statements to be included in the subject report or portion thereof? Yes ☐ No ☒ |
If
so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why
a reasonable estimate of the results cannot be made.
Sparta
Commercial Services, Inc.
(Name
of Registrant as Specified in Charter)
has
caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
Date: |
December
15, 2023 |
By: |
/s/
Anthony L. Havens |
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Anthony
L. Havens |
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Chief
Executive Officer |
Sparta Commercial Services (PK) (USOTC:SRCO)
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