Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Warrants
|
$5.00
|
|
|
|
|
|
|
(1)
|
12/27/2012
|
Common stock, $0.00001 par value
|
5800
|
|
5800
|
D
|
|
Warrants
|
$5.00
|
|
|
|
|
|
|
(1)
|
12/27/2012
|
Common stock, $0.00001 par value
|
6050
|
|
6050
|
I
|
Held by "Davis & Associates Inc. 401K PSP"
(2)
|
Warrants
|
$5.00
|
|
|
|
|
|
|
(1)
|
12/27/2012
|
Common stock, $0.00001 par value
|
700
|
|
700
|
I
|
Held by "Davis & Associates Inc."
(2)
|
Warrants
|
$1.50
|
|
|
|
|
|
|
(1)
|
4/3/2013
|
Common stock, $0.00001 par value
|
25000
|
|
25000
|
D
|
|
Warrants
|
$1.00
|
|
|
|
|
|
|
(1)
|
12/31/2012
|
Common stock, $0.00001 par value
|
30000
|
|
30000
|
D
|
|
Warrants
|
$2.00
|
|
|
|
|
|
|
(1)
|
10/31/2013
|
Common Stock, $0.00001 par value
|
16667
|
|
16667
|
D
|
|
Warrants
|
$1.50
|
|
|
|
|
|
|
(1)
|
9/25/2013
|
Common stock, $0.00001 par value
|
100000
|
|
100000
|
D
|
|
Warrants
|
$1.30
|
|
|
|
|
|
|
(1)
|
1/7/2014
|
Common Stock, $0.00001 par value
|
195000
|
|
195000
|
D
|
|
Options
|
$2.41
|
|
|
|
|
|
|
(1)
|
3/1/2017
|
Common stock, $0.00001 par value
|
10374
|
|
10374
|
D
|
|
Warrant
|
$1.30
|
|
|
|
|
|
|
(1)
|
7/12/2013
|
Common stock, $0.00001 par value
|
100000
|
|
100000
|
D
|
|
Warrant
|
$1.30
|
|
|
|
|
|
|
(1)
|
7/12/2013
|
Common stock, $0.00001 par value
|
20000
|
|
20000
|
I
|
Held by "Davis & Associates Inc. 401(k) PSP"
(2)
|
Warrant
|
$1.30
|
|
|
|
|
|
|
(1)
|
7/12/2013
|
Common stock, $0.00001 par value
|
20000
|
|
20000
|
I
|
Held by "Davis & Associates Inc."
(2)
|
Warrants
|
$1.30
|
|
|
|
|
|
|
(1)
|
8/2/2013
|
Common stock, $0.0001 par value
|
286923
|
|
286923
|
D
|
|
Warrants
|
$1.30
|
|
|
|
|
|
|
(1)
|
1/7/2014
|
Common stock, $0.00001 par value
|
54964
|
|
54964
|
I
|
Held by "Davis & Associates Inc. 401K PSP"
(2)
|
Warrants
|
$1.30
|
|
|
|
|
|
|
(1)
|
8/2/2013
|
Common stock, $0.0001 par value
|
20000
|
|
20000
|
I
|
Held by Davis & Associates, Inc. 401(k) PSP
(2)
|
Warrants
|
$1.30
|
|
|
|
|
|
|
(1)
|
1/7/2014
|
Common stock, $0.00001 par value
|
17482
|
|
17482
|
I
|
Held by "Davis & Associates Inc."
(2)
|
Warrants
|
$1.30
|
|
|
|
|
|
|
(1)
|
8/2/2013
|
Common stock, $0.0001 par value
|
20000
|
|
20000
|
I
|
Held by Davis & Associates, Inc.
(2)
|
Options
|
$1.72
|
|
|
|
|
|
|
(1)
|
8/10/2017
|
Common stock, $0.00001 par value
|
14535
|
|
14535
|
D
|
|
Warrants
|
$1.30
|
|
|
|
|
|
|
(1)
|
1/7/2014
|
Common stock, $0.00001 par value
|
50000
|
|
50000
|
D
|
|
Stock options
|
$0.87
|
|
|
|
|
|
|
(1)
|
8/9/2018
|
Common stock, $0.00001 par value
|
28736
|
|
28736
|
D
|
|
Convertible Note
(3)
|
$1.30
|
|
|
|
|
|
|
(1)
|
9/20/2013
|
Common stock, $0.00001 par value
|
(5)
|
|
$150000
|
D
|
|
Convertible Note
|
$1.10
|
|
|
|
|
|
|
(1)
|
8/28/2012
(5)
|
Common Stock, $0.00001 par value
|
(5)
|
|
$11758
|
D
|
|
Warrant
|
$1.30
|
|
|
|
|
|
|
(1)
|
1/7/2014
|
Common stock, $0.00001 par value
|
62923
|
|
62923
|
D
|
|
Convertible Note
|
$1.30
|
|
|
|
|
|
|
(1)
(6)
|
9/20/2013
|
Common stock, $0.00001 par value
|
76923
|
|
250000
|
D
|
|
Stock Options
|
$0.60
|
|
|
|
|
|
|
(4)
|
8/9/2019
|
Common stock, $0.00001 par value
|
25000
|
|
25000
|
D
|
|
Warrants
|
$.50
(8)
|
12/3/2012
|
|
M
|
|
|
30000
|
(1)
|
12/31/2012
|
Common stock, $0.00001 par value
|
30000
|
$0
|
0
|
I
(7)
|
Held by "Davis & Associates 401K PSP"
(2)
|
Warrants
|
$.50
(8)
|
12/3/2012
|
|
M
|
|
|
10000
|
(1)
|
12/31/2012
|
Common stock, $0.00001 par value
|
10000
|
$0
|
0
|
I
|
Held by "Davis & Associates Inc. 401K PSP"
(2)
|
Warrants
|
$.50
(8)
|
12/3/2012
|
|
M
|
|
|
5000
|
(1)
|
12/31/2012
|
Common stock, $0.00001 par value
|
5000
|
$0
|
0
|
I
|
Held by "Davis & Associates 401K PSP"
(2)
|
Warrants
|
$.50
|
12/3/2012
|
|
M
|
|
|
30000
|
(1)
|
12/31/2012
|
Common stock, $0.00001 par value
|
30000
|
$0
|
0
|
I
(7)
|
Held by "Davis & Associates 401K PSP"
(2)
(7)
|