Current Report Filing (8-k)
February 12 2019 - 9:02AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): February 12, 2019
PROPANC
BIOPHARMA, INC.
(Exact
name of registrant as specified in its charter)
Delaware
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000-54878
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33-0662986
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(State
or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S.
Employer
Identification No.)
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302,
6 Butler Street
Camberwell,
VIC, 3124 Australia
(Address
of principal executive offices) (Zip Code)
61
03 9882 6723
(Registrant’s
telephone number, including area code)
n/a
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
7.01
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Regulation
FD Disclosure.
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On
February 12, 2019, Propanc Biopharma, Inc. (the “Company”) released a corporate presentation (the “Corporate
Presentation”) which it utilized at the 2019 BIO CEO & Investor Conference held on February 11
th
and 12
th
,
2019 at the Marriott Marquis in New York City. The Corporate Presentation is attached hereto as Exhibit 99.1 and is incorporated
herein by reference. The Company intends, from time to time, to present and/or distribute to the investment community and utilize
at various industry and other conferences the Corporate Presentation. The Company undertakes no duty or obligation to update,
supplement or amend the materials attached hereto as Exhibit 99.1, although it may do so from time to time as its management believes
is appropriate. Any such updating may be made through the filing of other reports or documents with the U.S. Securities and Exchange
Commission (the “SEC”), through press releases or through other public disclosure.
In
accordance with General Instruction B.2 of Form 8-K, the information in this Item 7.01 of this Current Report on Form 8-K (this
“Form 8-K”), including Exhibit 99.1, shall not be deemed “filed” for the purposes of Section 18 of the
Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that
section, nor shall it be deemed incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933,
as amended, except as shall be expressly set forth by reference in such a filing. This Form 8-K is being filed and the exhibit
is being furnished solely for the purposes of the Company’s compliance with Regulation FD. Neither this Form 8-K nor the
exhibit is intended to be a solicitation to purchase or offer to sell any securities of the Company.
The
Company cautions you that the Corporate Presentation contains “forward-looking statements.” Statements in the Corporate
Presentation that are not purely historical are forward-looking statements. These statements involve known and unknown risks,
uncertainties and other factors which may cause actual results, performance or achievements to differ materially from those expressed
or implied by such statements. These factors include uncertainties as to the Company’s ability to continue as a going concern
absent new debt and/or equity financings; the Company’s current reliance on its equity line financing and ability to access
it in the future; the Company’s current reliance on substantial debt financing that it is unable to repay in cash; the Company’s
ability to successfully remediate material weaknesses in its internal controls; the Company’s ability to reach research
and development milestones as planned and within proposed budgets; the Company’s ability to launch clinical trials as planned
and within proposed budgets; the Company’s ability to control costs; the Company’s ability to obtain adequate additional
financing on reasonable terms; the Company’s ability to successfully develop PRP, its lead product candidate; the Company’s
ability to obtain and maintain patent protection; the Company’s ability to recruit employees and directors with accounting
and finance expertise; the Company’s dependence on third parties for services; the Company dependence on key executives;
the impact of government regulations, including FDA regulations; the impact of any future litigation; the availability of capital;
changes in economic conditions, competition and other risks, including, but not limited to, those described in the Company’s
Registration Statement on Form S-1, filed with the SEC on October 17, 2018, and other filings and submissions with the SEC. These
forward-looking statements speak only as of the date hereof and the Company disclaims any obligations to update these statements
except as may be required by law.
Item
9.01
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Financial
Statements and Exhibits.
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*
Furnished herewith
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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PROPANC
BIOPHARMA, INC.
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By:
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/s/
James Nathanielsz
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Name:
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James
Nathanielsz
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Dated:
February 12, 2019
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Title:
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Chief
Executive Officer and Chief Financial Officer
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