For the Period of September 28, 2016 January 4, 2017

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


 

 

 

 

 

 


 

F ORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE

13a-16 OR 15d-16

UNDER

THE SECURITIES ACT OF 1934


 

 

 

 

 

 


 

N ATCORE T ECHNOLOGY , I NC .

 

(Exact Name of Registrant as Specified in its Charter)


 

 

 

British Columbia, Canada

3674

Not Applicable

 

 

 

(State or Other Jurisdiction

(Primary Standard Industrial

(I.R.S. Employer

of Incorporation or

Classification Code Number)

Identification No.)

Organization)

 

 

189 N. Water Street
Rochester, NY 14604-1163
(585) 286-9180
(Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant’s Principal Executive Offices)

 

 

 

LoPresti Law Group, P.C.

17 State Street, 19 th Floor

New York, New York 10004

(212) 732-4029

 

(Name, Address, Including Zip Code, and Telephone Number, Including Area Code, of Agent for Service)

 

 

 

 

 

Copies of Communications to:

 

Marc X. LoPresti, Esq.

 

Shauna Hartman

LoPresti Law Group, P.C.

 

Armstrong Simpson

17 State Street, 19 th Floor

 

2080-777 Hornby Street

New York, NY 10004

 

Vancouver, B.C.

Tel: 212-732-4029

 

Canada V6Z 1S4

 

 

Tel: 604-683-7361





 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or 40-F. Form 20-F x Form 40-F o

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ____

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ____

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes o       No x

The information herein and in the attached exhibits is intended to be furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.

 

 

          The following exhibits are filed herewith:

 

 

 

Exhibit

 

Description

 

 

 

99.1

 

News Release dated October 18, 2016 Denzo Selects Site for 30 MW Solar Farm

 

 

 

99.2

 

News Release dated October 25, 2016 Natcore Technology to Serve as Technical Advisor For 1,000 MW Solar Facility in Middle East

 

 

 

99.3

 

Material Change Report Form 51-102F3 dated November 2, 2016

 

 

 

99.4

 

News Release dated November 2, 2016 Natcore Technology Announces Private Placement

 

 

 

99.5

 

News Release dated November 3, 2016 Natcore Technology Closes First Tranche of Private Placement

 

 

 

99.6

 

Material Change Report Form 51-102F3 dated November 15, 2016

 

 

 

99.7

 

News Release dated November 15, 2016 Using New Laser-Based Technique, Natcore Achieves 19.4% Efficiency with Innovative Solar Cell Structure

 

 

 

99.8

 

Material Change Report Form 51-102F3 dated November 22, 2016

 

 

 

99.9

 

News Release dated November 22, 2016 Natcore Technology Closes Final Tranche of Private Placement

 

 

 

99.10

 

Interim Financial Statements Report dated November 29, 2016

 

 

 

99.11

 

Management Discussion & Analysis dated November 29, 2016

 

 

 

99.12

 

News Release dated December 2, 2016 Natcore Technology Announces Private Placement

 

 

 

99.13

 

News Release dated December 5, 2016 Natcore Technology Closes First Tranche of Private Placement

 

 

 

99.14

 

Material Change Report Form 51-102F3 dated December 5, 2016

 

 

 

99.15

 

News Release dated December 9, 2016 Natcore Technology Grants Options

 

 

 

99.16

 

Material Change Report Form 51-102F3 dated December 14, 2016

 

 

 

99.17

 

News Release dated December 14, 2016 - Natcore Technology Named Industrial Partner in DOE Grant

 

 

 

99.18

 

News Release dated December 19, 2016 Natcore Technology Closes Second Tranche of Private Placement



SIGNATURES

Pursuant to the requirements of the Securities Act of 1934, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form 6-K and has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, in Rochester, New York on January 4, 2017.

 

 

 

 

NATCORE TECHNOLOGY, INC.

 

 

 

 

 

(SIGNATURE)

 

Name:

Charles R. Provini

 

Title:

President & CEO

 

Authorized Representative in the United States



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