Specialized Disclosure Report (sd)
June 02 2014 - 9:06AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM SD
S
PECIALIZED
D
ISCLOSURE REPORT
Inrad Optics, Inc.
(Exact name of the registrant
as specified in its charter)
New Jersey
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0-11668
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22-2003247
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(State or other jurisdiction of
incorporation or organization)
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(Commission File Number)
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(IRS Employer
Identification No.)
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181 Legrand Avenue, Northvale, NJ
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07647
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(Address of principal executive offices)
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(Zip code)
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William J. Foote
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[Phone] 201-767-1910
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(Name and telephone number,
including area code, of the person to contact in
connection with this report.)
Check the appropriate box to indicate the rule
pursuant to which this form is being filed, and provide the period to which the information in this form applies:
x
Rule
13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2013.
Section 1 – Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Introduction
Inrad Optics, Inc. and its subsidiaries (the
“Company” or “Inrad Optics”), headquartered in Northvale, New Jersey, was incorporated in New Jersey in
1973. The Company develops, manufactures and markets products and services for use in photonics industry sectors via three distinct
but complimentary product areas - "Crystals and Devices," "Custom Optics" and "Metal Optics." The
Company is a vertically integrated manufacturer specializing in crystal-based optical components and devices, custom optical components
from both glass and metal, and precision optical and opto-mechanical assemblies. Manufacturing capabilities include solution and
high temperature crystal growth, extensive optical fabrication capabilities, including precision diamond turning and the ability
to handle large substrates, optical coatings and provide in-process metrology.
Inrad
Optics is committed to conflict free sourcing and complying with applicable laws affecting the Company’s industry. As such,
the Company has worked to implement due diligence procedures in connection with the conflict minerals requirements of Section
1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The Company’s Conflict Minerals Statement is publically
available on its Internet website at:
http://www.inradoptics.com/facility-capabilities/certifications-and-compliance
Reasonable Country of Origin Inquiry
As conflict minerals (as defined in Item 1.01(d)(3)
of Form SD, “Conflict Minerals”) are necessary to the functionality or production of a product manufactured by Inrad
Optics, the Company has conducted in good faith a reasonable country of origin inquiry (“RCOI”) for calendar year 2013
to determine whether any of the Conflict Minerals originated in the Democratic Republic of the Congo or an adjoining country (as
defined in Item 1.01(d)(1) of Form SD, an “Adjoining Country”), or from recycled or scrap sources (as defined in Item
1.01(d)(6) of Form SD, “Recycled/Scrap Sources”).
Conflict Minerals Disclosure
Inrad Optics is concurrently filing the required Conflict Minerals
Report, which is publically available on the Company’s Internet website at:
http://www.inradoptics.com
Item 1.02 Exhibit
Inrad Optics, as an exhibit to this Form SD, is filing
the Conflict Minerals Report required by Item 1.01 of Form SD.
Section 2 – Exhibits
Item 2.01 Exhibits
Exhibit 1.02 – Conflict Minerals Report as
required by Items 1.01 and 1.02 of Form SD
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
Inrad Optics, Inc
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(Registrant)
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/s/
W.J. Foote
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May 30, 2014
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By William J. Foote, CFO, Secretary and Treasurer
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Date
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