SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brice Carson H

(Last) (First) (Middle)
POST OFFICE BOX 1352

(Street)
SMITHFIELD NC 27577

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FIRST CITIZENS BANCSHARES INC /DE/ [ FCNCA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/09/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 02/09/2024 G 11 A $0 131,015 I Carson Holding Brice Revocable Trust
Class A Common 02/09/2024 G 11 A $0 430 I(1) By Spouse
Class A Common 02/09/2024 G 11 A $0 28,819 I(2) Brice Trust fbo Stephen B. Brice
Class A Common 02/19/2024 G 11 A $0 29,420 I(2) Brice Trust fbo Elizabeth M. Brice
Class A Common 02/09/2024 G 11 A $0 29,420 I(2) Brice Trust fbo Cordelia A. Brice
Class A Common 316,078 I Carson H. Brice October 2022 GRAT
Class A Common 16,890 I(1) As custodian for Stephen Brice
Class A Common 16,289 I(1) As custodian for Cordelia Brice
Class A Common 16,289 I(1) As custodian for Elizabeth Brice
Class A Common 10,652 I As beneficiary of a trust
Class B Common 99,635 D
Class B Common 0 I Carson Holding Brice Revocable Trust
Class B Common 8,949 I Carson H. Brice October 2022 GRAT
Class B Common 563 I(1) By Spouse
Class B Common 2,347 I(1) As custodian for Stephen Brice
Class B Common 2,348 I(1) As custodian for Elizabeth Brice
Class B Common 2,348 I(1) As cusodian for Cordelia Brice
Class B Common 1,250 I As beneficiary of a trust
Class B Common 1,406 I(2) Brice Trust fbo Stephen B. Brice
Class B Common 1,488 I(2) Brice Trust fbo Elizabeth M. Brice
Class B Common 1,488 I(2) Brice Trust fbo Cordelia A. Brice
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
2. The listed shares are held by a trust for the benefit of the Reporting Person's child. The Reporting person does not serve as trustee of or have or share investment control over the Issuer's shares held by the trust, she disclaims beneficial ownership of the shares held by the trust, and this report shall not be deemed an admission that the Reporting Perrson is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Carson H. Brice, By: E. Knox Proctor V, Attorney-in-fact 02/13/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

First Citizen Bancshares (PK) (USOTC:FCNCB)
Historical Stock Chart
From Oct 2024 to Nov 2024 Click Here for more First Citizen Bancshares (PK) Charts.
First Citizen Bancshares (PK) (USOTC:FCNCB)
Historical Stock Chart
From Nov 2023 to Nov 2024 Click Here for more First Citizen Bancshares (PK) Charts.