Current Report Filing (8-k)
March 02 2022 - 12:34PM
Edgar (US Regulatory)
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2022-03-02 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report: March
2, 2022
(Earliest Event Date requiring this Report: March 2, 2022)
CAPSTONE COMPANIES, INC.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
Florida |
0-28331 |
84-1047159 |
(State of
Incorporation or Organization) |
(Commission
File Number) |
I.R.S.
Employer Identification No.) |
431 Fairway Drive, Suite
200
Deerfield Beach, Florida 33441
(Address of principal executive offices)
(954) 570-8889,
ext. 313
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General
Instructions A.2. below):
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (17 CFR
§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (17 CFR §240.12b-2 of this chapter). Emerging growth
company ☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Securities
registered pursuant to Section 12(b) of the Act:
Title
of Class of Securities. |
Trading
Symbol(s). |
Name of
exchange on which registered |
N/A |
N/A |
N/A |
The
Registrant’s Common Stock is quoted on the OTCQB Venture Market of
the OTC Markets Group, Inc. under the trading symbol “CAPC.”
Item 7.01 Regulation FD.
On
March 2, 2022, Capstone Companies, Inc. (“Company”) issued a press
release reporting the availability of its new Smart Mirror Product.
Attached as Exhibit 99.1 is the press release.
The
information contained in Item 7.01 (including Exhibit 99.1) of this
Current Report on Form 8-K shall not be deemed “filed” for purposes
of Section 18 of the Securities Exchange Act of 1934, as amended
(the “Exchange Act”) or otherwise subject to the liabilities of
that section, nor shall it be deemed incorporated by reference in
any filing under the Securities Act of 1933, as amended, or the
Exchange Act, except as expressly set forth by specific reference
in such a filing.
Item 9.01. Financial Statements and Exhibits
(d)
Exhibits
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, as amended, the Registrant has duly caused this report to be
signed on its behalf by the undersigned hereunto duly
authorized.
CAPSTONE COMPANIES, INC., A FLORIDA CORPORATION

By:
/s/ Stewart Wallach
Stewart Wallach, Chief Executive Officer
Dated: March 2, 2022
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