- Initial Statement of Beneficial Ownership (3)
September 14 2011 - 11:08AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Expires:
November 30, 2011
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Abadie John R. Jr.
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2. Date of Event Requiring Statement (MM/DD/YYYY)
9/9/2011
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3. Issuer Name
and
Ticker or Trading Symbol
Cal Dive International, Inc. [DVR]
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(Last)
(First)
(Middle)
2500 CITYWEST BLVD., SUITE 2200
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Exec Vice President and COO /
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(Street)
HOUSTON, TX 77042
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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56529
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Performance Share Units
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(1)
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(2)
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Common Stock
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13232
(3)
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(1)
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D
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Performance Share Units
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(4)
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(5)
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Common Stock
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16294
(3)
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(4)
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D
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Explanation of Responses:
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(
1)
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Grant of performance share units. Each performance share unit represents a contingent right to receive the cash value of one share of DVR stock dependent upon DVR's relative total shareholder return over a three-year period ending 12/31/12, payable in cash unless the Compensation Committee determines to pay in stock.
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(
2)
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Upon payment of the unit which shall be no later than March 15, 2013.
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(
3)
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Amount reported is 200% of the number of performance share units granted and the maximim number that may be earned.
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(
4)
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Grant of performance share units. Each performance share unit represents a contingent right to receive the cash value of one share of DVR stock dependent upon DVR's relative total shareholder return over a three-year period ending 12/31/13, payable in cash unless the Compensation Committee determines to pay in stock.
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(
5)
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Upon payment of the unit which shall be no later than March 15, 2014.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Abadie John R. Jr.
2500 CITYWEST BLVD., SUITE 2200
HOUSTON, TX 77042
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Exec Vice President and COO
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Signatures
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Kelly C. Simoneaux on behalf of John R. Abadie, Jr., pursuant to a power of attorney
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9/14/2011
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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