Initial Statement of Beneficial Ownership (3)
December 11 2020 - 4:49PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Green Paul Scott |
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/2/2020
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3. Issuer Name and Ticker or Trading Symbol
UNITED NATURAL FOODS INC [UNFI]
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(Last)
(First)
(Middle)
C/O UNITED NATURAL FOODS, INC., 313 IRON HORSE WAY |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) President, Fresh / |
(Street)
PROVIDENCE, RI 02908
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 32950 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Unit | (1) | (1) | Common Stock | 1580.0 | (2) | D | |
Restricted Stock Unit | (3) | (3) | Common Stock | 4615.0 | (2) | D | |
Restricted Stock Unit | (4) | (4) | Common Stock | 847.0 | (2) | D | |
Restricted Stock Unit | (5) | (5) | Common Stock | 25722.0 | (2) | D | |
Restricted Stock Unit | (6) | (6) | Common Stock | 21588.0 | (2) | D | |
Employee Stock Option (right to buy) | (7) | 9/19/2024 | Common Stock | 3790.0 | $64.55 (8) | D | |
Explanation of Responses: |
(1) | The restricted stock unit ("RSU") award was granted on September 15, 2017 and vests in four equal annual installments beginning on the on the first anniversary of the date of grant. Seventy-five percent of this award has vested. |
(2) | Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. |
(3) | The RSU award was granted on September 25, 2018 and vests in four equal annual installments beginning on the first anniversary of the date of grant. Fifty percent of this award has vested. |
(4) | This RSU award was granted on December 11, 2018 and vests in four equal annual installments beginning on September 25, 2019. Fifty percent of this award has vested. |
(5) | This RSU award was granted on December 19, 2019 and vests in three equal annual installments beginning on October 6, 2020. One-third of this award has vested. |
(6) | The RSU award was granted on October 12, 2020 and vests in three equal annual installments beginning on the first anniversary of the date of grant. |
(7) | These stock options were granted on September 19, 2014 and are fully vested and exercisable. |
(8) | United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant. |
Remarks: (1) Exhibit 24 - Power of Attorney.
(2) These securities represent the amounts owned by the reporting person as of December 2, 2020, the date of effectiveness of his appointment as an executive officer of the Company. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Green Paul Scott C/O UNITED NATURAL FOODS, INC. 313 IRON HORSE WAY PROVIDENCE, RI 02908 |
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| President, Fresh |
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Signatures
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/s/ Jody Hyvarinen, Power-of-Attorney, in fact | | 12/11/2020 |
**Signature of Reporting Person | Date |
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