Statement of Changes in Beneficial Ownership (4)

Date : 09/18/2019 @ 8:35PM
Source : Edgar (US Regulatory)
Stock : Moog Inc (MOG.B)
Quote : 92.87  -1.49 (-1.58%) @ 8:59PM

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

ROCHE PATRICK J
2. Issuer Name and Ticker or Trading Symbol

MOOG INC. [ MOGA/MOGB ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Vice President
(Last)          (First)          (Middle)

SENECA ST & JAMISON RD
3. Date of Earliest Transaction (MM/DD/YYYY)

9/13/2019
(Street)

EAST AURORA, NY 14052
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common  9/13/2019    S    705  D $89.0279 (1) 4198  D   
Class B Common                 1267  D   

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
SAR (2) $36.86                   (3) 11/30/2020  Class A Common  4000.0    4000  D   
SAR (2) $41.82                   (3) 11/30/2021  Class A Common  4000.0    4000  D   
SAR (2) $36.41                   (3) 11/27/2022  Class A Common  20500.0    20500  D   
SAR (2) $61.69                   (3) 11/11/2023  Class A Common  10000.0    10000  D   
SAR (2) $74.38                   (3) 11/11/2024  Class A Common  10000.0    10000  D   
SAR (4) $63.04                   (3) 11/17/2025  Class A Common  3333.0    3333  D   
SAR (4) $65.9                   (3) 11/17/2025  Class B Common  6667.0    6667  D   
SAR (4) $71.648                   (3) 11/15/2026  Class B Common  10000.0    10000  D   
SAR (4) $82.31                   (3) 11/14/2027  Class B Common  6181.0    6181  D   
SAR (2) $80.19                   (3) 11/13/2028  Class B Common  6988.0    6988  D   

Explanation of Responses:
(1)  The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.9807 to $89.38, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
(2)  Stock Appreciation Rights (SAR) granted under the 2008 Stock Option Plan.
(3)  SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
(4)  Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
ROCHE PATRICK J
SENECA ST & JAMISON RD
EAST AURORA, NY 14052


Vice President

Signatures
Timothy P. Balkin, as Power of Attorney for Patrick J. Roche 9/18/2019
**Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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