Statement of Changes in Beneficial Ownership (4)
June 16 2021 - 11:54AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Miller Kevin S. |
2. Issuer Name and Ticker or Trading Symbol
MONMOUTH REAL ESTATE INVESTMENT CORP
[
MNR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Financial Officer |
(Last)
(First)
(Middle)
BELL WORKS, 101 CRAWFORDS CORNER ROAD, SUITE 1405 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/15/2021 |
(Street)
HOLMDEL, NJ 07733
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Monmouth Real Estate Investment Corporation | | | | | | | | 86162.8792 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Monmouth Real Estate Investment Corporation | $13.64 | | | | | | | 12/10/2019 | 12/10/2026 | Monmouth Real Estate Investment Corporation | 22000 | | 33000 | D | |
Monmouth Real Estate Investment Corporation | $14.24 | | | | | | | 12/9/2017 | 12/9/2024 | Monmouth Real Estate Investment Corporation | 7022 | | 32978 | D | |
Explanation of Responses: |
(1) | Includes 4.401 shares issued on 6/15/2021 in lieu of payment of the cash dividend in accordance with the terms of the Amended and Restated 2007 Incentive Award Plan and 2,665 shares held in the 401K Plan as of 6/2021. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Miller Kevin S. BELL WORKS 101 CRAWFORDS CORNER ROAD, SUITE 1405 HOLMDEL, NJ 07733 | X |
| Chief Financial Officer |
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Signatures
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/s/ Becky G. Coleridge, attorney in fact | | 6/16/2021 |
**Signature of Reporting Person | Date |
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