Initial Statement of Beneficial Ownership (3)
November 06 2020 - 3:17PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Hamilton Aimee T |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/2/2020
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3. Issuer Name and Ticker or Trading Symbol
Cadence Bancorporation [CADE]
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(Last)
(First)
(Middle)
2800 POST OAK BOULEVARD, SUITE 100 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP, Chief Risk Officer / |
(Street)
HOUSTON, TX 77056
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock, par value $0.01 per share | 8217 (1) | D | |
Class A Common Stock, par value $0.01 per share | 2172 | D (2) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Includes time vested restricted stock pursuant to the Amended and Restated 2015 Omnibus Inventive Plan. The units vest in four equal installments on each of March 31, 2021, March 31, 2022, March 31, 2023 and March 31, 2024, subject to continued employment through each applicable vesting date. |
(2) | Jointly held with spouse. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Hamilton Aimee T 2800 POST OAK BOULEVARD SUITE 100 HOUSTON, TX 77056 |
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| EVP, Chief Risk Officer |
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Signatures
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Jerry W Powell, Attorney-In-Fact of Aimee T. Hamilton | | 11/6/2020 |
**Signature of Reporting Person | Date |
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