Statement of Changes in Beneficial Ownership (4)
January 05 2021 - 12:22PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * CARTER SUSAN K |
2. Issuer Name and Ticker or Trading
Symbol AIR PRODUCTS & CHEMICALS INC /DE/ [ APD
] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
7201 HAMILTON BOULEVARD |
3. Date of Earliest Transaction (MM/DD/YYYY)
12/31/2020
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(Street)
ALLENTOWN, PA 18195
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Phantom Stock (1) |
$0.0000 (2) |
12/31/2020 |
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A |
|
199.6314 |
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(3) |
(3) |
Common Stock |
199.6314 |
$271.1000 |
18199.6839 |
D |
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Explanation of
Responses: |
(1) |
Phantom deferred stock units
(Units) acquired under the Air Products Stock Account of the
issuer's Deferred Compensation Program for Directors, under the
Company's Long-Term Incentive Plan. |
(2) |
Not applicable to this
security. |
(3) |
These Units are payable in
the form of shares of common stock equal in number to the Units, at
the time elected by the reporting person, which is generally after
service on the Company's Board of Directors ends. Units may be paid
in a lump sum or up to ten installments as elected by the reporting
person in advance. |
Reporting
Owners
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Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
CARTER SUSAN K
7201 HAMILTON BOULEVARD
ALLENTOWN, PA 18195 |
X |
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Signatures
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Andrea I. Rennig as Attorney in
Fact |
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1/5/2021 |
**Signature of Reporting
Person |
Date |