Amended Quarterly Report (10-q/a)
August 11 2020 - 4:07PM
Edgar (US Regulatory)
true2020Q20000880631--12-31 0000880631 2020-01-01 2020-06-30 0000880631 2020-07-27 xbrli:shares
SECURITIES AND EXCHANGE COMMISSION
☒
|
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
For the quarterly period ended June 30, 2020
☐
|
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
For the transition period from
to
.
Commission File Number 001-10932
WisdomTree Investments, Inc.
(Exact name of registrant as specified in its charter)
|
|
|
|
|
|
(State or other jurisdiction of
incorporation or organization)
|
|
|
|
|
245 Park Avenue, 35th Floor
|
|
|
(Address of principal executive offices)
|
|
|
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ☒ No ☐
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). ☒ Yes ☐ No
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or emerging growth company. See definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule
12b-2
of the Exchange Act.
|
|
|
|
|
|
|
Large accelerated filer
|
|
☒
|
|
Accelerated filer
|
|
☐
|
|
|
|
|
Non-accelerated
filer
|
|
☐
|
|
Smaller reporting company
|
|
☐
|
|
|
|
|
|
|
|
|
Emerging growth company
|
|
☐
|
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act ☐
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ☐ No ☒
Securities registered pursuant to Section 12(b) of the Exchange Act:
|
|
|
|
|
|
|
|
|
|
Common Stock, $0.01 par value
|
|
|
|
The NASDAQ Stock Market LLC
|
As of July 27, 2020, there were 149,875,749 shares of the registrant’s Common Stock, $0.01 par value per share, outstanding.
WisdomTree Investments, Inc. is filing this Amendment No. 1 on Form
10-Q/A
to its Quarterly Report on Form
10-Q
for the quarter ended June 30, 2020, filed with the Securities and Exchange Commission on August 7, 2020, solely to correct a typographical error on the cover page. The cover page of the Form
10-Q
incorrectly stated that as of July 27, 2020, there were 145,875,749 shares of our common stock outstanding. The cover page of this Form
10-Q/A
correctly states that as of July 27, 2020, there were 149,875,749 shares of our common stock outstanding.
This Form
10-Q/A
should be read in conjunction with the Form
10-Q,
which continues to speak as of the date of the Form
10-Q.
Except as specifically noted above, this Form
10-Q/A
does not modify or update disclosures in the Form
10-Q.
Accordingly, this Form
10-Q/A
does not reflect events occurring after the filing of the Form
10-Q
or modify or update any related or other disclosures.
Unless the context requires otherwise, references to “WisdomTree,” the “Company,” “we,” “our,” “us” or like terms refer to WisdomTree Investments, Inc. and its subsidiaries.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized on this 11
th
day of August 2020.
|
|
|
WISDOMTREE INVESTMENTS, INC.
|
|
|
By:
|
|
|
|
|
Jonathan Steinberg
|
|
|
(Principal Executive Officer)
|
|
WISDOMTREE INVESTMENTS, INC.
|
|
|
By:
|
|
|
|
|
Amit Muni
|
|
|
(Principal Financial Officer)
|
|
WISDOMTREE INVESTMENTS, INC.
|
|
|
By:
|
|
|
|
|
Bryan Edmiston
|
|
|
(Principal Accounting Officer)
|
WisdomTree Investments (NASDAQ:WETF)
Historical Stock Chart
From May 2024 to Jun 2024
WisdomTree Investments (NASDAQ:WETF)
Historical Stock Chart
From Jun 2023 to Jun 2024