Amended Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k/a)
November 25 2022 - 5:17PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K/A
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO
RULE 13a-16 or 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of November 2022
Commission File Number: 001-40207
Waldencast plc
(Translation of Registrant’s name into English)
10
Bank Street, Suite 560
White
Plains, New York, 10606
(Address
of principal executive office)
Indicate
by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form
20-F ☒ Form 40-F ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
EXPLANATORY NOTE
This Amendment to Form 6-K is to correct the
Exhibit 99.1, which contains the press release (the “Press Release”), and the Exhibit 99.2, which contains the earnings release
supplement for the quarter ended September 30, 2022 (the “Earnings Supplement”) to the Form 6-K originally furnished to the
Securities and Exchange Commission on November 10, 2022 (the “Original Form 6-K”). The Company is amending the Original Form
6-K in order to furnish a corrected press release (the “Corrected Press Release”) and a corrected earnings release supplement
for the quarter ended September 30, 2022 (the “Corrected Earnings Supplement”). The Corrected Press Release and the Corrected
Earnings Supplement amend the preliminary third quarter net loss figure from $16.8 million to $14.0 million, including the related adjustments.
The revision to the net loss figure corresponds to the change in fair value of warrants and has no cash impact. This amendment to the
Original Form 6-K is the updated version of the press release and earnings release supplement for the quarter ended September 30, 2022.
EXHIBIT INDEX
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, Waldencast plc has duly caused this report to be signed on its behalf by the undersigned, thereunto
duly authorized.
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Waldencast plc |
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(Registrant) |
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Date: November 25, 2022 |
By: |
/s/ Michel Brousset |
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Name: |
Michel Brousset |
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Title: |
Chief Executive Officer |
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