Statement of Changes in Beneficial Ownership (4)
May 12 2021 - 2:49PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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BERKMAN WILLIAM H |
2. Issuer Name and Ticker or Trading Symbol
Radius Global Infrastructure, Inc.
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RADI
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
(Last)
(First)
(Middle)
C/O RADIUS GLOBAL INFRASTRUCTURE, INC., 3 BALA PLAZA EAST, SUITE 502 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/10/2021 |
(Street)
BALA CYNWYD, PA 19004
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class B Common Stock | 5/10/2021 | | J(1) | | 624455 | A | (1) | 624455 | I | By WHB Family 2019 JNB Trust (2) |
Class B Common Stock | | | | | | | | 1386033 (3) | D | |
Class B Common Stock | | | | | | | | 468294 | I | By BB Partners LLC (4) |
Class B Common Stock | | | | | | | | 973040 | I | By BB BLAH LLC (5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Reflects shares of Class B Common Stock ("Class B Shares") acquired in a distribution from an entity in which the WHB Family 2019 JNB Trust holds an interest. |
(2) | Reflects Class B Shares held by the WHB Family 2019 JNB Trust. Mr. Berkman is the Investment Trustee of the WHB Family 2019 JNB Trust and has investment power of securities held by the WHB Family 2019 JNB Trust. |
(3) | Reflects Class B Shares that were granted in tandem with a corresponding number of Series A long-term incentive units ("Series A LTIP Units") in APW OpCo LLC ("OpCo"), in which the Issuer owns a 91.8% interest. Class B Shares are subject to the same vesting and forfeiture conditions as the related Series A LTIP Units and shall be surrendered to the Company in the event that related Series A LTIP Units are redeemed for shares of Class A Common Stock, par value $0.0001 per share, of the Issuer. |
(4) | Reflects Class B Shares held by BB Partners LLC. Mr. Berkman is the managing member and majority owner of BB Partners LLC. |
(5) | Reflects Class B Shares of the Company held by BB BLAH LLC. Mr. Berkman is the managing member and majority owner of BB BLAH LLC. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
BERKMAN WILLIAM H C/O RADIUS GLOBAL INFRASTRUCTURE, INC. 3 BALA PLAZA EAST, SUITE 502 BALA CYNWYD, PA 19004 | X |
| Chief Executive Officer |
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Signatures
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/s/ Andrew Rosenstein as Attorney in Fact | | 5/12/2021 |
**Signature of Reporting Person | Date |
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