Statement of Changes in Beneficial Ownership (4)
May 11 2021 - 7:06PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MEHROTRA SANJAY |
2. Issuer Name and Ticker or Trading Symbol
MICRON TECHNOLOGY INC
[
MU
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CEO and President |
(Last)
(First)
(Middle)
8000 S. FEDERAL WAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/8/2021 |
(Street)
BOISE, ID 83716
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 11/6/2020 | | G |
V
| 22312.00 (1) | A | $0.00 | 711822.00 (2) | D | |
Common Stock | 11/6/2020 | | G |
V
| 22312.00 | D | $0.00 | 10079.00 (3) | I | GRAT (4) |
Common Stock | 11/6/2020 | | G |
V
| 10079.00 (5) | D | $0.00 | 0.00 | I | GRAT (4) |
Common Stock | 12/17/2020 | | G |
V
| 61854.00 | D | $0.00 | 649968.00 | D | |
Common Stock | 12/17/2020 | | G |
V
| 61854.00 | A | $0.00 | 61854.00 | I | GRAT (4) |
Common Stock | 3/2/2021 | | G |
V
| 28500.00 | D | $0.00 | 621468.00 | D | |
Common Stock | 3/2/2021 | | G |
V
| 28500.00 | A | $0.00 | 90354.00 | I | GRAT (4) |
Common Stock | 5/8/2021 | | F | | 28984.00 (6) | D | $85.98 | 592484.00 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Shares transferred from a grantor retained annuity trust back to revocable trust. All trusts are for the benefit of the reporting person and his family. |
(2) | Includes 20,341 shares that previously were reported as held indirectly by the reporting person under a grantor retained annuity trust for the benefit of the reporting person and his family. |
(3) | 20,341 shares that previously were reported as held indirectly by the reporting person under a grantor retained annuity trust now are reported as part of the 711,822 shares reported above as held in a revocable trust for the benefit of the reporting person and his family. |
(4) | Grantor retained annuity trust for the benefit of the reporting person and his family. |
(5) | Shares gifted to members of reporting person's family who are not financially dependent on reporting person. |
(6) | Withholding of shares of common stock to satisfy tax obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MEHROTRA SANJAY 8000 S. FEDERAL WAY BOISE, ID 83716 | X |
| CEO and President |
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Signatures
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Rob Beard, Attorney-in-fact | | 5/11/2021 |
**Signature of Reporting Person | Date |
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