Full Circle Capital Announces Offering of Notes Due 2020
June 19 2013 - 8:40AM
Business Wire
Full Circle Capital Corporation (NASDAQ:FULL) (“Full Circle”)
today announced the commencement of a registered public offering of
Notes due 2020 (the "Notes").
The Notes are expected to be listed on the NASDAQ Capital Market
and to trade thereon within 30 days of the original issue date
under the trading symbol "FULLL."
Ladenburg Thalmann & Co. Inc., a subsidiary of Ladenburg
Thalmann Financial Services Inc. (NYSE MKT: LTS), and William Blair
& Company, LLC are acting as joint book-running managers. Maxim
Group LLC, MLV & Co. LLC and National Securities Corporation, a
wholly owned subsidiary of National Holdings, Inc. (OTCBB: NHLD),
are acting as lead managers. C&Co/PrinceRidge LLC and Dominick
& Dominick LLC are acting as co-managers.
Investors are advised to consider carefully the investment
objective, risks and charges and expenses of Full Circle before
investing. The preliminary prospectus, which is subject to
completion and dated June 19, 2013, contains a description of these
matters and other important information about Full Circle and
should be read carefully before investing.
The preliminary prospectus and this press release do not
constitute offers to sell or the solicitation of offers to buy, nor
will there be any sale of, the Notes referred to in this press
release in any state or jurisdiction in which such offer,
solicitation or sale would be unlawful prior to the registration or
qualification under the securities laws of such state or
jurisdiction.
A registration statement relating to the Notes has been filed
with the Securities and Exchange Commission but has not yet become
effective. The Notes may not be sold nor may offers to buy be
accepted prior to the time the registration statement becomes
effective. This offering is being made solely by means of a
preliminary prospectus and related final prospectus, copies of
which may be obtained from any of the following investment banks:
Ladenburg Thalmann & Co. Inc., Attn: Syndicate Department, 58
South Service Road, Suite 160, Melville, New York 11747, or by
telephone at (800) 573-2541; or William Blair & Company, LLC,
by telephone at 312-236-1600 or via email request:
mailto:prospectus@williamblair.com.
About Full Circle Capital
Full Circle Capital Corporation (NASDAQ: FULL) is a Rye Brook,
New York based closed-end investment company that has elected to be
treated as a business development company under the Investment
Company Act of 1940. Full Circle Capital lends to and invests in
senior secured loans and, to a lesser extent, mezzanine loans and
equity securities issued by smaller and lower middle-market
companies that operate in a diverse range of industries. Full
Circle Capital’s investment objective is to generate both current
income and capital appreciation through debt and equity
investments.
Forward-Looking Statements
This press release contains forward-looking statements which
relate to future events or Full Circle Capital's future performance
or financial condition. Any statements that are not statements of
historical fact (including statements containing the words
"believes," "plans," "anticipates," "expects," "estimates" and
similar expressions) should also be considered to be
forward-looking statements. These forward-looking statements are
not guarantees of future performance, condition or results and
involve a number of risks and uncertainties. Actual results may
differ materially from those in the forward-looking statements as a
result of a number of factors, including those described from time
to time in Full Circle Capital's filings with the Securities and
Exchange Commission. Full Circle Capital undertakes no duty to
update any forward-looking statements to reflect subsequent
events.
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