Report of Foreign Issuer (6-k)
July 14 2015 - 4:13PM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
6-K
Report
of Foreign Private Issuer
Pursuant
to Rule 13a-16 or 15d-16 of the
Securities
Exchange Act of 1934
Commission
File No. 000-51196
For the
month of July, 2015
AIXTRON
SE
(Translation
of registrant’s name into English)
Dornkaulstr.
2
52134 Herzogenrath
Germany
(Address of principal executive
offices)
Indicate by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
Indicate by
check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act
of 1934.
If “Yes” is
marked, indicate below the file number assigned to the registrant in
connection with Rule 12g3-2(b): N/A
AIXTRON SE: Release according to Article 26, Section 1 of the WpHG
[the German Securities Trading Act] with the objective of Europe-wide
distribution
Notification of voting rights pursuant to Art. 25, Sec. 1 WpHG We
received the following notification pursuant to Art. 25, Sec. 1 WpHG on
July 09, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134
Herzogenrath, Germany
2. Notifier: The Goldman Sachs Group, Inc.,
Wilmington, Delaware, United States
3. Triggering event: Exceeding
Threshold
4. Threshold(s) crossed or reached: 5%
5. Date at which
the threshold is crossed or reached: 03.07.2015
6. Total amount of
voting rights: 5.03% (equals 5668871 voting rights) calculated from the
following total number of voting rights issued: 112715180
7. Detailed
information on the voting rights proportion: Voting rights proportion
based on financial/other instruments pursuant to Art. 25 WpHG: 4.81%
(equals 5418245 voting rights) thereof held indirectly: 4.81% (equals
5418245 voting rights) Voting rights pursuant to Art. 21, 22 WpHG: 0.22%
(equals 250626 voting rights)
8. Detailed information on
financial/other instruments pursuant to Art. 25 WpHG:
Chain of
controlled undertakings: Goldman Sachs International is controlled by
Goldman Sachs Group UK Limited which is controlled by Goldman Sachs (UK)
L.L.C., which is controlled by von The Goldman Sachs Group, Inc.
Goldman, Sachs & Co. is controlled by The Goldman, Sachs & Co. L.L.C.
which is controlled by The Goldman Sachs Group, Inc. ISIN or
name/description of the financial/other instrument: Stock Loan
(Physical), Expiration date: open
Furthermore, we received the following notification pursuant to Art.
25a, Sec. 1 WpHG on July 09, 2015:
1. Listed company: AIXTRON SE,
Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier: The
Goldman Sachs Group, Inc., Wilmington, Delaware, United States
3.
Triggering event: Exceeding Threshold
4. Threshold(s) crossed or
reached: 5%
5. Date at which the threshold is crossed or reached:
03.07.2015
6. Total amount of voting rights: 5.06% (equals 5701697
voting rights) calculated from the following total number of voting
rights issued: 112715180
7. Detailed information on the voting rights
proportion: Voting rights proportion based on financial/other
instruments pursuant to Art. 25a, Sec. 1 WpHG: 0.03% (equals 32826
voting rights) thereof held indirectly: 0.03% (equals 32826 voting
rights) Voting rights proportion based on financial/other instruments
pursuant to Art. 25 WpHG: 4.81% (equals 5418245 voting rights) thereof
held indirectly: 4.81% (equals 5418245 voting rights) Voting rights
pursuant to Art. 21, 22 WpHG: 0.22% (equals 250626 voting rights)
8.
Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:
Chain of controlled undertakings: Goldman Sachs
International is controlled by Goldman Sachs Group UK Limited which is
controlled by Goldman Sachs (UK) L.L.C., which is controlled by The
Goldman Sachs Group, Inc.
ISIN or name/description of the
financial/other instrument: CFD (Cash),
Expiration date: 13.09.2024
ISIN
or name/description of the financial/other instrument: CFD (Cash),
Expiration
date: 12.03.2025
ISIN or name/description of the financial/other
instrument: CFD (Cash),
Expiration date: 13.03.2025
Furthermore, we received the following notification pursuant to Art. 25,
Sec. 1 WpHG on July 09, 2015:
1. Listed company: AIXTRON SE,
Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier: The
Goldman Sachs Group, Inc., Wilmington, Delaware, United States
3.
Triggering event: Falling below threshold
4. Threshold(s) crossed or
reached: 5%
5. Date at which the threshold is crossed or reached:
06.07.2015
6. Total amount of voting rights: 4.77% (equals 5381238
voting rights) calculated from the following total number of voting
rights issued: 112715180
7. Detailed information on the voting rights
proportion: Voting rights proportion based on financial/other
instruments pursuant to Art. 25 WpHG: 4.72% (equals 5320270 voting
rights) thereof held indirectly: 4.72% (equals 5320270 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 0.05% (equals 60968 voting
rights)
8. Detailed information on financial/other instruments
pursuant to Art. 25 WpHG:
Chain of controlled undertakings: Goldman
Sachs International is controlled by Goldman Sachs Group UK Limited
which is controlled by Goldman Sachs (UK) L.L.C., which is controlled by
von The Goldman Sachs Group, Inc. Goldman, Sachs & Co. is controlled by
The Goldman, Sachs & Co. L.L.C. which is controlled by The Goldman Sachs
Group, Inc. ISIN or name/description of the financial/other instrument:
Stock Loan (Physical), Expiration date: open
Furthermore, we received the following notification pursuant to Art.
25a, Sec. 1 WpHG on July 09, 2015:
1. Listed company: AIXTRON SE,
Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier: The
Goldman Sachs Group, Inc., Wilmington, Delaware, United States
3.
Triggering event: Falling below threshold
4. Threshold(s) crossed or
reached: 5%
5. Date at which the threshold is crossed or reached:
06.07.2015
6. Total amount of voting rights: 4.80% (equals 5414064
voting rights) calculated from the following total number of voting
rights issued: 112715180
7. Detailed information on the voting rights
proportion: Voting rights proportion based on financial/other
instruments pursuant to Art. 25a, Sec. 1 WpHG: 0.03% (equals 32826
voting rights) thereof held indirectly: 0.03% (equals 32826 voting
rights) Voting rights proportion based on financial/other instruments
pursuant to Art. 25 WpHG: 4.72% (equals 5320270 voting rights) thereof
held indirectly: 4.72% (equals 5320270 voting rights) Voting rights
pursuant to Art. 21, 22 WpHG: 0.05% (equals 60968 voting rights)
8.
Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:
Chain of controlled undertakings: Goldman Sachs
International is controlled by Goldman Sachs Group UK Limited which is
controlled by Goldman Sachs (UK) L.L.C., which is controlled by The
Goldman Sachs Group, Inc.
ISIN or name/description of the
financial/other instrument: CFD (Cash),
Expiration date: 13.09.2024
ISIN
or name/description of the financial/other instrument: CFD (Cash),
Expiration
date: 12.03.2025
ISIN or name/description of the financial/other
instrument: CFD (Cash),
Expiration date: 13.03.2025
SIGNATURE
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
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AIXTRON SE
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Date:
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July 14, 2015
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By:
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/s/ Martin Goetzeler
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Name:
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Martin Goetzeler
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Title:
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President and CEO
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