Helium Ventures Plc Holding(s) in Company

 
TIDMHEV 
 
TR-1: Standard form for notification of major holdings 
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the 
FCA in Microsoft Word format if possible) i 
 
1a. Identity of the issuer or the underlying                Helium Ventures PLC 
issuer of existing shares to which voting 
rights are attached ii: 
 
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" 
if appropriate) 
 
Non-UK issuer 
 
2. Reason for the notification (please mark the appropriate box or boxes with 
an "X") 
 
An acquisition or disposal of voting rights                                               X 
 
An acquisition or disposal of financial instruments 
 
An event changing the breakdown of voting rights 
 
Other (please specify) iii: 
 
3. Details of person subject to the notification obligation iv 
 
Name                                           Mr James Sheehan 
 
City and country of registered office (if 
applicable) 
 
4. Full name of shareholder(s) (if different from 3.) v 
 
Name                                           Scwiar Capital Limited 
 
City and country of registered office (if      London, UK 
applicable) 
 
5. Date on which the threshold was crossed or  07/12/2021 
reached vi: 
 
6. Date on which issuer notified (DD/MM/YYYY): 08/12/2021 
 
7. Total positions of person(s) subject to the notification obligation 
 
                  % of voting       % of voting rights    Total of both in  Total number of 
                  rights attached   through financial     % (8.A + 8.B)     voting rights 
                  to shares (total  instruments                             held in issuer 
                  of 8. A)          (total of 8.B 1 + 8.B                   (8.A + 8.B) vii 
                                    2) 
 
Resulting         10.90                                   10.90             1,834,907 
situation on the 
date on which 
threshold was 
crossed or 
reached 
 
Position of       9.47                                    9.47              1,594,907 
previous 
notification (if 
applicable) 
 
 
 
 
8. Notified details of the resulting situation on the date on which the 
threshold was crossed or reached viii 
 
A: Voting rights attached to shares 
 
Class/type of       Number of voting rights ix          % of voting rights 
shares 
ISIN code (if           Direct           Indirect              Direct             Indirect 
possible)              (DTR5.1)          (DTR5.2.1)           (DTR5.1)           (DTR5.2.1) 
 
GB00BLR8T846           1,834,907                                10.90 
 
SUBTOTAL 8. A                    1,834,907                               10.90 
 
B 1: Financial Instruments according to DTR5.3.1R (1) (a) 
 
Type of financial   Expiration Exercise/              Number of voting rights % of voting 
instrument          date x     Conversion Period xi   that may be acquired if rights 
                                                      the instrument is 
                                                      exercised/converted. 
 
                               SUBTOTAL 8. B 1 
 
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R 
(1) (b) 
 
Type of         Expiration     Exercise/      Physical or cash  Number of     % of voting 
financial       date x         Conversion     Settlement xii    voting rights rights 
instrument                     Period xi 
 
                                              SUBTOTAL 8.B.2 
 
 
 
 
9. Information in relation to the person subject to the notification obligation 
(please mark the 
applicable box with an "X") 
 
Person subject to the notification obligation is not controlled by any natural             X 
person or legal entity and does not control any other undertaking(s) holding 
directly or indirectly an interest in the (underlying) issuer xiii 
 
Full chain of controlled undertakings through which the voting rights and/or 
the 
financial instruments are effectively held starting with the ultimate 
controlling natural person or legal entity (please add additional rows as 
necessary) xiv 
 
       Name xv          % of voting rights if    % of voting rights      Total of both if it 
                       it equals or is higher     through financial      equals or is higher 
                         than the notifiable      instruments if it      than the notifiable 
                              threshold          equals or is higher          threshold 
                                                 than the notifiable 
                                                      threshold 
 
10. In case of proxy voting, please identify: 
 
Name of the proxy holder 
 
The number and % of voting rights held 
 
The date until which the voting rights will be 
held 
 
11. Additional information xvi 
 
 
 
 
Place of completion  London 
 
Date of completion   08/12/2021 
 
 
 
END
(END) Dow Jones Newswires
December 09, 2021 02:00 ET (07:00 GMT)
Helium Ventures (AQSE:HEV)
Historical Stock Chart
From May 2024 to Jun 2024