Specialized Disclosure Report (sd)
May 29 2015 - 11:15AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
NAVIDEA BIOPHARMACEUTICALS, INC. |
(Exact name of registrant as specified in its charter) |
Delaware |
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001-35076 |
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31-1080091 |
(State or other jurisdiction
of incorporation or organization) |
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(Commission File Number) |
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(IRS Employer Identification No.) |
5600 Blazer Parkway, Suite 200, Dublin, Ohio |
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43017-7550 |
(Address of principal executive offices) |
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(Zip Code) |
Erika Gibson, (614) 793-7500 |
(Name and telephone number, including area code, of the person to contact in connection with this report.) |
Check the appropriate box to indicate the rule pursuant to which
this form is being filed, and provide the period to which the information in this form applies:
| x | Rule 13p-1 under the Securities Exchange Act (17 CFR
240.13p-1) for the reporting period from January 1 to December 31, 2014. |
Section 1 – Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure
Navidea Biopharmaceuticals, Inc. (the Company) has evaluated
its current product line to determine whether it manufactures or contracts to manufacture any products for which columbite-tantalite
(colta), cassiterite, gold, wolframite, or their derivatives are necessary to the functionality of the product. The Company has
determined that its Lymphoseek® (technetium Tc 99m tilmanocept) injection product (the Covered Product) contains
tin, a derivative metal from the mineral cassiterite.
The Company has conducted a reasonable country of origin inquiry
(RCOI) as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act. The Company’s RCOI consisted of submitting
inquiries to its supplier of the Covered Product. The Company has relied on the certification from an upstream supplier of its
supplier that the tin used in the Covered Product did not originate from the Democratic Republic of Congo or an adjoining country.
The Company has no reason to believe that this certification is inaccurate. Accordingly, the Company has determined that the tin
contained in the Covered Product did not originate from the Democratic Republic of Congo or an adjoining country.
A copy of this Conflict Minerals Disclosure is publicly available
at www.navidea.com under “Investors,” then “Conflict Minerals Disclosure.”
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
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Navidea Biopharmaceuticals, Inc. |
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(Registrant) |
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/s/ Brent L. Larson |
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May 29, 2015 |
By (Signature and Title) |
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(Date) |
Brent L. Larson |
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Executive Vice President, Chief Financial Officer,
Treasurer and Secretary |
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