Current Report Filing (8-k)
March 25 2019 - 4:33PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported):
March 25, 2019
FTE
NETWORKS, INC.
(Exact
name of registrant as specified in its charter)
Nevada
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000-31355
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81-0438093
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(State
or other jurisdiction
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(Commission
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(I.R.S.
Employer
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of
incorporation)
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File
Number)
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Identification
No.)
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999
Vanderbilt Beach Rd, Suite 601
Naples,
FL
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34108
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(Address
of principal executive offices)
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(Zip
Code)
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877-878-8136
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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[ ]
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company
[ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
[ ]
Item
3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
On
March 25, 2019, FTE Networks, Inc. (the “Company”) received a public reprimand letter (the “Letter”)
from the NYSE Regulation Staff of the New York Stock Exchange (the “Exchange”) notifying the Company that it failed
to comply with Sections 301 and 713 of the NYSE American LLC Company Guide (the “Company Guide”).
Specifically,
the Letter states that the Company failed to file an application to obtain Exchange approval for the issuance of additional shares
of the Company’s common stock as required under Section 301 of the Company Guide and failed to obtain shareholder approval
of an issuance that exceeded 20% of the Company’s common stock outstanding, as required under Section 713 of the Company
Guide. The shares at issue are described in the Company’s Form 8-K/A filed on March 22, 2019. The Company is working with
the Exchange on remediation plans.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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FTE NETWORKS, INC.
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By:
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/s/
Anthony Sirotka
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Anthony
Sirotka
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Interim
Chief Executive Officer
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Date:
March 25, 2019
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