Amended Statement of Beneficial Ownership (sc 13d/a)
April 18 2022 - 04:18PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment (34)*
AVALON HOLDINGS CORPORATION
(Name of Issuer)
Class A Common Stock, $0.01 par value
(Title of Class of Securities)
0534P109
(CUSIP Number)
Anil Choudary Nalluri
5500 Market Street, Suite 128
Youngstown, Ohio 44512
330-783-1147
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
April 11, 2022
(Date of Event which Requires Filing of this
Statement)
If the filing person has previously filed a statement on Schedule
13G to report the acquisition that is the subject of this Schedule
13D, and is filing this schedule because of §§240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following
box. ☐
Note: Schedules filed in paper format shall include a signed
original and five copies of the schedule, including all exhibits.
See §240.13d-7 for other parties to whom copies are to be sent.
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The remainder of this cover page shall be filled out
for a reporting person’s initial filing on this form with respect
to the subject class of securities, and for any subsequent
amendment containing information which would alter disclosures
provided in a prior cover page.
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The information required on the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
Persons who respond to the collection of
information contained in this form are not required to respond
unless the form displays a currently valid OMB control
number.
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1. |
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities
only).
Anil Choudary Nalluri
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2. |
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Check the Appropriate Box if a Member of a Group (See
Instructions)
(a) ☐ (b) ☐
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3. |
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SEC Use Only
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4. |
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Source of Funds (See Instructions)
PF
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5. |
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Check if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) ☐
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6. |
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Citizenship or Place of Organization
United States
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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7. |
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Sole Voting Power
829,069
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8. |
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Shared Voting Power
0
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9. |
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Sole Dispositive Power
829,069
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10. |
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Shared Dispositive Power
0
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11. |
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Aggregate Amount Beneficially Owned by Each Reporting
Person
829,063
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12. |
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Check if the Aggregate Amount in Row (11) Excludes Certain
Shares (See Instructions) ☐
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13. |
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Percent of Class Represented by Amount in Row (11)
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14. |
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Type of Reporting Person (See Instructions)
IN
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2
Item 1. |
Security and Issuer
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This Statement on Schedule 13D (“Schedule 13D”) relates to the
Class A Common Stock, $0.01 par value (the “Common Stock”) of
Avalon Holdings Corporation, an Ohio corporation (the “Issuer”),
whose principal executive offices are located at One American Way,
Warren, Ohio 44484.
Item 2. |
Identity and Background
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This statement is filed by Anil Choudary Nalluri
(“Mr. Nalluri” or the “Reporting Person”) on behalf of himself
and his wife, Parvati Nalluri and various accounts controlled by
them. Mr Nalluri’s principal business address is 5500 Market
Street, Suite 128, Youngstown, Ohio 44512. Mr. Nalluri’s
principal occupation is practicing in the field of psychiatry.
During the past five years, Mr. Nalluri has not been convicted
in a criminal proceeding (excluding traffic violations or similar
misdemeanors) and has not been a party to civil proceedings of a
judical or administrative body of competent jurisdiction, as a
result of which Mr. Nalluri was or is subject to a judgment,
decree, or final order enjoining future violations of, or
prohibiting or mandating activities subject to, federal or state
securities laws or finding any violation with respect to such laws.
Mr. Nalluri is a United States citizen.
3
Item 3. |
Source and Amount of Funds or Other
Consideration
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Mr. Nalluri’s purchases of shares of Common Stock have all
been made with his personal funds.
Item 4. |
Purpose of Transaction
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The purpose of this filing is to state that Mr. Nalluri is the
beneficial owner of greater than 20% of the Common Stock of the
issuer.
Mr. Nalluri does not currently have any specific plans or
proposals that relate to or would result in any of the actions or
events specified in clauses (a) through (j) of Item 4 of
Schedule 13D. Mr. Nalluri reserves the right to change plans
and take any and all actions that Mr. Nalluri may deem
appropriate to maximize the value of his investments, including,
among other things, purchasing or otherwise acquiring additional
securities of the Issuer, selling or otherwise disposing of any
securities of the Issuer beneficially owned by him, in each case in
the open market or in privately negotiated transactions, or
fomulating other plans or proposals regarding the Issuer or its
securities to the extent deemed advisable by Mr. Nalluri is
light of his general investment policies, market conditions,
subsequent developments affecting the Issuer and the general
business and future prospects of the Issuer.
Item 5. |
Interest in Securities of the Issuer
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(a) Mr. Nalluri beneficially owns 808,069 shares of
Common Stock, which is equal to approximately 25.98% of the
outstanding shares, based on information from the Issuer that
3,191,100 Class A shares of Common Stock are outstanding as of
March 3, 2018.
(b) Mr. Nalluri has sole voting and dispositive power for all
such shares of Common Stock held record by him.
Item 6. |
Contracts, Arrangements, Understandings or
Relationships with Respect to Securities of the Issuer
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Not applicable
Item 7. |
Material to be Filed as Exhibits
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Not applicable
Item 8. |
Submission of Shareholders Proposals for 2019 Proxy
Statement
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Not applicable
4
Date: April 11, 2022
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Signature |
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/s/ Anil Choudary Nalluri
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Name/Title: |
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Anil Choudary
Nalluri |
The original statement shall be signed by each person on whose
behalf the statement is filed or his authorized representative. If
the statement is signed on behalf of a person by his authorized
representative (other than an executive officer or general partner
of the filing person), evidence of the representative’s authority
to sign on behalf of such person shall be filed with the statement:
provided, however, that a power of attorney for this purpose which
is already on file with the Commission may be incorporated by
reference. The name and any title of each person who signs the
statement shall be typed or printed beneath his signature.
Attention: Intentional misstatements or omissions
of fact constitute Federal criminal violations (See 18 U.S.C.
1001)
5
PURCHASE OF AVALON HOLDINGS
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Date of Transaction
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Number of Shares |
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Price Per Share |
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12/31/2021
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2,000 |
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$ |
3.65 |
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12/28/2021
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1,000 |
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$ |
3.52 |
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12/28/2021
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4,900 |
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$ |
3.5848 |
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12/28/2021
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100 |
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$ |
3.52 |
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12/28/2021
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100 |
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$ |
3.508 |
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12/28/2021
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2,000 |
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$ |
3.51 |
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12/28/2021
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600 |
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$ |
3.5097 |
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12/28/2021
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1,690 |
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$ |
3.475 |
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12/28/2021
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610 |
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$ |
3.5 |
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12/27/2021
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4,000 |
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$ |
3.47 |
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12/27/2021
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4,000 |
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$ |
3.4595 |
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6
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