UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
10-K
(Amendment No. 2)
(Mark One)
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ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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For the fiscal year ended December 31, 2018
OR
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE
TRANSITION PERIOD FROM TO
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Commission File
Number 001-38238
Restoration Robotics, Inc.
(Exact name of Registrant as specified in its Charter)
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Delaware
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06-1681204
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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128 Baytech Drive
San Jose, CA 95134
(408)
883-6888
(Address, including zip code, and telephone number, including area code, of
registrants principal executive offices)
Securities registered pursuant to Section 12(b) of the Act:
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Title of Each Class
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Name of Each Exchange on Which Registered
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Common Stock, $0.0001 par value per share
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The Nasdaq Global Market
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Securities Registered Pursuant to Section 12(g) of the Act: None
Indicate by check mark if the Registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities
Act. YES ☐ NO ☒
Indicate by check mark if the Registrant is not required to file
reports pursuant to Section 13 or 15(d) of the Act. YES ☐ NO ☒
Indicate by check
mark whether the Registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to
file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES ☒ NO ☐
Indicate by check mark whether the Registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of
Regulation S-T
(§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the Registrant was required to submit such
files). YES ☒ NO ☐
Indicate by check mark whether the registrant is a large
accelerated filer, an accelerated filer, a
non-accelerated
filer, smaller reporting company, or an emerging growth company. See the definitions of large accelerated filer, accelerated
filer, smaller reporting company, and emerging growth company in Rule
12b-2
of the Exchange Act.
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Large accelerated filer
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Accelerated filer
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Non-accelerated
filer
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Smaller reporting company
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Emerging growth company
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If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Indicate by check mark whether the Registrant is a shell company (as defined in
Rule 12b-2
of the Exchange
Act). YES ☐ NO ☒
As of June 29, 2018, (the last business day of the
registrants most recently completed second quarter), the aggregate market value of Registrants common stock, par value $0.0001, held by
non-affiliates
of the Registrant was $66,841,767 based upon
the closing price of $3.47 per share as reported for such date by the Nasdaq Global Market. Shares of the Registrants common stock held by executive officers and directors of the Registrant and by each person who owned 10% or more of the
outstanding common stock have been excluded because such persons may be deemed to be affiliates of the registrant. This determination of affiliate status is not necessarily a conclusive determination for other purposes.
The number of shares of Registrants Common Stock outstanding as of July 8, 2019 was 40,857,012.
DOCUMENTS TO BE INCORPORATED BY REFERENCE
None.