Amended Tender Offer Statement by Issuer (sc To-i/a)
May 16 2019 - 8:06AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE TO
(Amendment No. 2)
TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1)
OF THE SECURITIES EXCHANGE ACT OF 1934
GOGO INC.
(Name of Subject Company (Issuer) and Filing Person (as Offeror))
3.75% Convertible Senior Notes due 2020
(Title of Class of Securities)
38046CAB5
(CUSIP Number
of Class of Securities)
Marguerite M. Elias
Executive Vice President & General Counsel
Gogo Inc.
111 North
Canal St., Suite 1500
Chicago, IL 60606
(312)
517-5000
(Name, address, and telephone number of person authorized to receive notices and communications on behalf of filing persons)
Copies to:
Matthew E. Kaplan
Morgan
J. Hayes
Debevoise & Plimpton LLP
919 Third Avenue
New
York, New York 10022
(212)
909-6000
CALCULATION OF FILING FEE
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Transaction Value
(1)
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Amount of Filing Fee
(2)
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$162,000,000
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$19,634.40
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(1)
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Calculated solely for purposes of determining the amount of the filing fee. The calculation of the Transaction
Value assumes that all $162,000,000 aggregate principal amount of Gogo Inc.s 3.75% Convertible Notes due 2020 are purchased at the tender offer price of $1,000 per $1,000 principal amount of such notes.
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(2)
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The amount of the filing fee was calculated in accordance with Rule
0-11
of the Securities Exchange Act of 1934, as amended, and equals $121.20 for each $1,000,000 of the value of the transaction.
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☒
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Check the box if any part of the fee is offset as provided by Rule
0-11(a)(2)
and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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Amount Previously Paid: $19,634.40
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Filing Party: Gogo Inc.
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Form or Registration No.: Schedule TO-I
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Date Filed: April 18, 2019
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☐
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Check the box if the filing relates solely to preliminary communications made before the commencement of a
tender offer.
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Check the appropriate boxes below to designate any transactions to which the statement relates:
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☐
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third-party tender offer subject to Rule
14d-1.
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☒
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issuer tender offer subject to Rule
13e-4.
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☐
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going-private transaction subject to Rule
13e-3.
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☐
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amendment to Schedule 13D under Rule
13d-2.
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Check the following box if the filing is a final amendment reporting the results of the tender offer: ☒
If applicable, check the appropriate box(es) below to designate the appropriate rule provision(s) relied upon:
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☐
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Rule
13e-4(i)
(Cross-Border Issuer Tender Offer)
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☐
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Rule
14d-1(d)
(Cross-Border Third-Party Tender Offer)
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Introductory Statement
This Amendment No. 2 (Amendment No. 2) amends and supplements the Tender Offer Statement on Schedule TO originally
filed with the U.S. Securities and Exchange Commission (the SEC) on April 18, 2019, as amended and supplemented by Amendment No. 1 to the Schedule TO filed on April 25, 2019 (as amended and supplemented, the
Schedule TO) by Gogo Inc., a Delaware corporation (Gogo or the Company), pursuant to Rule 13e4 under the Securities Exchange Act of 1934, as amended (the Exchange Act), in connection with the
Companys offer to purchase (the Tender Offer) any and all of its outstanding 3.75% Convertible Senior Notes due 2020 (the Notes), for cash in an amount equal to $1,000 per $1,000 principal amount of notes purchased,
plus accrued and unpaid interest, upon the terms and subject to the conditions described in the offer to purchase, dated April 18, 2019 (a copy of which was filed as Exhibit (a)(1)(A) to the Schedule TO), as amended and restated by the Amended
Offer to Purchase dated April 25, 2019 (a copy of which was filed as Exhibit (a)(1)(C), the Offer to Purchase) and the related letter of transmittal (a copy of which was previously filed as Exhibit (a)(1)(B) to the Schedule TO) as
amended and restated by the Amended Letter of Transmittal (a copy of which was filed as Exhibit (a)(1)(D), the Letter of Transmittal).
This Amendment No. 2 is being filed solely to report the final results of the Tender Offer. Only those items amended are reported in this
Amendment No. 2. Except as specifically provided herein, the information contained in the Schedule TO remains unchanged and this Amendment No. 2 does not modify any of the information previously reported on the Schedule TO. You should read
this Amendment No. 2 together with the Schedule TO, the Offer to Purchase and the Letter of Transmittal.
ITEM 11. Additional Information.
Item 11 is hereby amended and supplemented as follows:
On May 16, 2019, the Company issued a press release announcing the final results of the Tender Offer, which expired at 11:59 P.M., New
York City time, on Wednesday, May 15, 2019. A copy of such press release is filed as Exhibit (a)(5)(iii) to this Schedule TO and is incorporated herein by reference.
Item 12. Exhibits.
Item 12 of the Schedule TO is
hereby amended and supplemented by adding the following Exhibits:
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(a)(5)(iii)
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Press Release announcing the final results of the Tender Offer, dated May 16, 2019
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2
SIGNATURES
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and
correct.
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Date: May 16, 2019
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GOGO INC.
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By:
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/s/ Marguerite M. Elias
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Name:
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Marguerite M. Elias
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Title:
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Executive Vice President & General Counsel
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EXHIBIT INDEX
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(a)(1)(A)
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Offer to Purchase, dated April 18, 2019.*
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(a)(1)(B)
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Letter of Transmittal.*
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(a)(1)(C)
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Amended Offer to Purchase, dated April 25, 2019.*
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(a)(1)(D)
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Amended Letter of Transmittal.*
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(a)(5)(i)
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Press Release announcing the commencement of the Tender Offer, dated April 18, 2019.*
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(a)(5)(ii)
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Press Release announcing the satisfaction of the Financing Condition, dated April 25, 2019.*
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(a)(5)(iii)
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Press Release announcing the final results of the Tender Offer, dated May 16, 2019.
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(b)
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None.
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(d)(1)
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Indenture, dated as of March 9, 2015, between the Company and U.S. Bank National Association, as Trustee, relating to the Companys 3.75% Convertible Senior Notes due 2020 (filed as Exhibit 4.1 to the Companys
Current Report on Form
8-K,
filed on March 9, 2015, File
No. 001-35975
and incorporated herein by reference).*
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(d)(2)
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Purchase Agreement, dated as of March 3, 2015, by and between the Company and J.P Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated (incorporated by reference to Exhibit 10.1 to the
Companys Current Report on
Form 8-K,
filed on March 9, 2015, File
No. 001-35975
and incorporated herein by reference).*
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(d)(3)
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Forward Stock Purchase Confirmation, dated as of March 3, 2015, by and between the Company and JPMorgan Chase Bank, National Association, London Branch (incorporated by reference to Exhibit 10.2 to the Companys
Current Report on Form
8-K,
filed on March 9, 2015, File
No. 001-35975
and incorporated herein by reference).*
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(d)(4)
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Forward Stock Purchase Confirmation, dated as of March 3, 2015, by and between the Company and Merrill Lynch International, acting through its agent, Merrill Lynch, Pierce, Fenner & Smith Incorporated (incorporated by
reference to Exhibit 10.3 to the Companys Current Report on
Form 8-K,
filed on March 9, 2015, File
No. 001-35975
and incorporated herein by
reference).*
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(g)
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None.
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(h)
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None.
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