JPMorgan Securities Plc Form 8.5 (EPT/RI)-Shaftesbury plc Amend (1470I)
November 30 2022 - 11:48AM
UK Regulatory
TIDMSHB
RNS Number : 1470I
JPMorgan Securities Plc
30 November 2022
AMMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this Shaftesbury plc
form relates:
Use a separate form for each offeror/offeree
---------------------------------------
(c) Name of the party to the offer with which exempt principal trader is Corporate Broker to Shaftesbury plc
connected:
---------------------------------------
(d) Date dealing undertaken: 24 November 2022
---------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, Capital & Counties Properties plc
making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
25p ordinary Purchase 204,469 3.7980 GBP 3.7662 GBP
Sale 91,859 3.8020 GBP 3.7481 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
25p ordinary Equity Swap Decrease Short 16 3.7484 GBP
514 3.7698 GBP
461 3.7699 GBP
152 3.7787 GBP
170 3.7789 GBP
493 3.7798 GBP
3,388 3.7799 GBP
958 3.7800 GBP
465 3.7802 GBP
72 3.7808 GBP
99 3.7820 GBP
215 3.7822 GBP
116 3.7824 GBP
298 3.7876 GBP
129 3.7917 GBP
Increase Long 6,882 3.7797 GBP
Increase Short 117,315 3.7878 GBP
1 3.7980 GBP
Opening a long position 16,760 3.7798 GBP
25 3.7800 GBP
1,013 3.7819 GBP
988 3.7820 GBP
1,876 3.7931 GBP
Opening a short position 3,289 3.7648 GBP
950 3.7712 GBP
456 3.7720 GBP
760 3.7776 GBP
1,505 3.7810 GBP
1,067 3.7834 GBP
224 3.7840 GBP
1,199 3.7849 GBP
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 30 November 2022
Contact name: Alwyn Basch
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Telephone number: 020 7742 7407
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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