Statement of Changes in Beneficial Ownership (4)
January 26 2021 - 5:20PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Bass Stanley G |
2. Issuer Name and Ticker or Trading Symbol
Vulcan Materials CO
[
VMC
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Growth Officer |
(Last)
(First)
(Middle)
1200 URBAN CENTER DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/22/2021 |
(Street)
BIRMINGHAM, AL 35242
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 1/22/2021 | | M | | 9071.5529 | A | $0.00 (1) | 37334.2446 | D | |
Common Stock | 1/22/2021 | | F(2) | | 3812.00 | D | $162.01 | 33522.2446 | D | |
Common Stock (401k) | | | | | | | | 16506.70 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Phantom Stock (Deferred Comp DSUs/PSUs) | (1) | 1/22/2021 | | M | | | 9071.5529 | (1) | (1) | Common Stock | 9071.5529 | (1) | 0.00 | D | |
Explanation of Responses: |
(1) | Each share of phantom stock was the economic equivalent of one share of Vulcan common stock. In accordance with the terms of Vulcan's Deferred Compensation Plan and instructions previously provided by the reporting person pursuant thereto, each share of phantom stock settled for a share of Vulcan common stock on January 22, 2021. |
(2) | Represents shares sold by the Company for tax withholding. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Bass Stanley G 1200 URBAN CENTER DRIVE BIRMINGHAM, AL 35242 |
|
| Chief Growth Officer |
|
Signatures
|
/s/ Elizabeth H. Townsend, Attorney-In-Fact | | 1/26/2021 |
**Signature of Reporting Person | Date |
Vulcan Materials (NYSE:VMC)
Historical Stock Chart
From Aug 2024 to Sep 2024
Vulcan Materials (NYSE:VMC)
Historical Stock Chart
From Sep 2023 to Sep 2024