Statement of Changes in Beneficial Ownership (4)
May 27 2021 - 4:20PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
OTEE 2020 ApS |
2. Issuer Name and Ticker or Trading Symbol
Unity Software Inc.
[
U
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
STOCKHOLMSGADE 45, |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/25/2021 |
(Street)
COPENHAGEN O, G7 2100
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 5/25/2021 | | S | | 55538 | D | $95.25 (2) | 28978962 | I | See Footnote (1) |
Common Stock | 5/25/2021 | | S | | 54746 | D | $95.87 (3) | 28924216 | I | See Footnote (1) |
Common Stock | 5/25/2021 | | S | | 9716 | D | $96.98 (4) | 28914500 | I | See Footnote (1) |
Common Stock | | | | | | | | 12297 | D (5) | |
Common Stock | | | | | | | | 12742 | D (6) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | OTEE 2020 ApS ("OTEE") holds the reported securities directly. David Helgason, a director of the Issuer, and Joachim Christoph Ante are directly and indirectly the sole members of OTEE and have equal voting and dispositive power over the Issuer's shares held by OTEE. |
(2) | This transaction was executed in multiple trades at prices ranging from $94.61 to $95.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(3) | This transaction was executed in multiple trades at prices ranging from $95.61 to $96.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(4) | This transaction was executed in multiple trades at prices ranging from $96.62 to $97.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(5) | Represents 12,297 restricted stock units granted to Mr. Ante. The shares subject to these awards vest according to the following schedule: 30% on each of November 25, 2022 and November 25, 2023 and 40% on November 25, 2024, subject to the Reporting Person's continued service through each such vesting date. |
(6) | Represents 12,742 restricted stock units granted to Mr. Helgason. The shares subject to this award vest in full on the date of the issuer's first annual meeting of stockholders that occurs following the completion of the issuer's initial public offering, subject to the reporting person's continued service through that date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
OTEE 2020 ApS STOCKHOLMSGADE 45 COPENHAGEN O, G7 2100 |
| X |
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Helgason David C/O UNITY SOFTWARE INC 30 - 3RD STREET SAN FRANCISCO, CA 94103 | X |
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Ante Joachim Christoph C/O OTEE 2020 APS STOCKHOLMSGADE 45 COPENHAGEN O, G7 2100 |
| X |
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Signatures
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OTEE 2020 ApS, By: /s/ Joachim Christoph Ante, Director, By: /s/ David Helgason, Director | | 5/27/2021 |
**Signature of Reporting Person | Date |
/s/ David Helgason, Director | | 5/27/2021 |
**Signature of Reporting Person | Date |
/s/ Joachim Christoph Ante | | 5/27/2021 |
**Signature of Reporting Person | Date |
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