- Current report filing (8-K)
October 20 2009 - 8:53AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant to
Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
October
20, 2009
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State
Street Corporation
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(Exact
name of registrant as specified in its charter)
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Massachusetts
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001-07511
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04-2456637
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(State of Incorporation)
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(Commission File Number)
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(IRS Employer
Identification Number)
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One Lincoln Street, Boston, Massachusetts
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02111
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(Address
of principal executive offices)
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(Zip
code)
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Registrant's telephone number, including area code:
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(617) 786-3000
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Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item
2.02. Results of Operations and Financial Condition.
On October 20, 2009, State Street Corporation issued a news release
announcing its results of operations and related financial information
for the third quarter of 2009. A copy of that news release is furnished
herewith as Exhibit 99.1, and is incorporated herein by reference.
In addition, a copy of a slide presentation pertaining to State Street’s
investment portfolio as of September 30, 2009, which will be referenced
in connection with the investor conference call to be held by State
Street on October 20, 2009, is furnished with this 8-K as Exhibit 99.2.
Item
9.01. Financial Statements and Exhibits.
(d) Exhibits.
State Street Corporation’s news release dated October 20, 2009,
announcing third quarter 2009 results of operations and related
financial information, is furnished herewith as Exhibit 99.1, and a
slide presentation pertaining to State Street’s investment portfolio
which will be made available in connection with the investor conference
call referenced in the October 20, 2009 news release, is furnished
herewith as Exhibit 99.2.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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STATE STREET CORPORATION
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By:
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/s/ James J. Malerba
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Name:
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James J. Malerba
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Title:
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Executive Vice President and
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Corporate Controller
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Date:
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October 20, 2009
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EXHIBIT INDEX
Exhibit No.
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Description
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99.1
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News release dated October 20, 2009, announcing third quarter 2009
results of operations and related financial information.
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99.2
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Slide presentation pertaining to State Street’s investment portfolio
as of September 30, 2009.
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