- Current report filing (8-K)
February 05 2009 - 7:59AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
February
5, 2009
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State Street Corporation
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(Exact name of registrant as specified in its charter)
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Massachusetts
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001-07511
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04-2456637
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(State of Incorporation)
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(Commission File Number)
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(IRS Employer Identification Number)
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One Lincoln Street, Boston, Massachusetts
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02111
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(Address
of principal executive offices)
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(Zip
code)
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Registrant's telephone number, including area code:
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(617) 786-3000
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Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
⃞
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
⃞
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
⃞
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
⃞
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 2.02.
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Results of Operations and Financial Condition.
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On February 5, 2009, State Street Corporation issued a news release
announcing a plan to further strengthen its tangible common equity ratio
in light of continued unprecedented market disruption and updating its
results of operations and related financial information for the fourth
quarter and year ended December 31, 2008, the latter of which were
previously announced on January 20, 2009. A copy of that news release
is furnished herewith as Exhibit 99.1, and is incorporated herein by
reference.
As a result of the updates to its results of operations and related
financial information for the fourth quarter and year ended December 31,
2008, State Street’s regulatory and financial ratios as of December 31,
2008 were also updated. Therefore, State Street is also furnishing with
this Form 8-K, as Exhibit 99.2 (which Exhibit 99.2 is incorporated
herein by reference), an updated slide presentation pertaining to the
State Street-sponsored asset-backed commercial paper conduit program as
of December 31, 2008. This updated slide presentation includes, on
slide 10, updated information concerning State Street’s regulatory and
financial ratios as of December 31, 2008.
The information in this Item 2.02, and in Exhibits 99.1 and 99.2
attached to this Form 8-K, shall not be deemed “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, nor shall this Item
2.02, such Exhibits 99.1 and 99.2 or any of the information contained
therein, be deemed incorporated by reference in any filing under the
Securities Exchange Act of 1934 or the Securities Act of 1933, except as
shall be expressly set forth by specific reference in such filing.
Item 9.01.
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Exhibits.
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(d)
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Exhibits
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99.1
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News release, dated February 5, 2009, announcing a plan by State
Street to further strengthen its tangible common equity ratio in
light of continued unprecedented market disruption and updating its
results of operations and related financial information for the
fourth quarter and year ended December 31, 2008 (such Exhibit 99.1
is furnished and not filed).
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99.2
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Slide presentation pertaining to the State Street-sponsored
asset-backed commercial paper conduit program as of December 31,
2008 (such Exhibit 99.2 is furnished and not filed).
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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STATE STREET CORPORATION
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By:
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/s/ James J. Malerba
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Name:
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James J. Malerba
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Title:
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Executive Vice President
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and Corporate Controller
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Date:
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February 5, 2009
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EXHIBIT
INDEX
Exhibit No.
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Description
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99.1
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News release, dated February 5, 2009, announcing a plan by State
Street to further strengthen its tangible common equity ratio in
light of continued unprecedented market disruption and updating
its results of operations and related financial information for
the fourth quarter and year ended December 31, 2008 (such Exhibit
99.1 is furnished and not filed).
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99.2
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Slide presentation pertaining to the State Street-sponsored
asset-backed commercial paper conduit program as of December 31,
2008 (such Exhibit 99.2 is furnished and not filed).
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