Annual Statement of Changes in Beneficial Ownership (5)
February 14 2020 - 10:53AM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
VINES TIMOTHY | 2. Issuer Name and Ticker or Trading SymbolREGIONS FINANCIAL CORP [RF] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
P. O. BOX 10247 | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2019 |
(Street)
BIRMINGHAM, AL 35202-0247
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | | | | | | | 5590.0000 | D | |
Common Stock (phantom stock) | | | | | | | 5435.3235 | I | By Trustee Director's Def Stock Inv Plan |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | $0.0000 (1) | 12/31/2019 | | J (2) | 148.6876 | | (3) | (3) | Common Stock | 148.6876 | $0.0000 (2) | 7801.6876 | D | |
Explanation of Responses: |
(1) | Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock, with notional dividends to be periodically reinvested in additional restricted stock units. |
(2) | These restricted stock units were acquired through the periodic reinvestment of notional dividends on the common stock underlying previously granted restricted stock units. |
(3) | The restricted stock units will vest on April 22, 2020, subject to a service requirement and subject to earlier vesting in certain situations and will be settled in shares of common stock on the date determined in accordance with reporting person's irrevocable deferral election. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
VINES TIMOTHY P. O. BOX 10247 BIRMINGHAM, AL 35202-0247 | X |
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Signatures
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Lachelle S. Koon - Attorney-in-Fact | | 2/14/2020 |
**Signature of Reporting Person | Date |
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