- Statement of Changes in Beneficial Ownership (4)
May 13 2009 - 6:09PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
D. E. SHAW LAMINAR PORTFOLIOS, L.L.C.
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2. Issuer Name
and
Ticker or Trading Symbol
Owens Corning
[
OC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
__
X
__ Other (specify below)
See footnotes 2 and 3.
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(Last)
(First)
(Middle)
120 WEST FORTY-FIFTH STREET, 39TH FLOOR
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3. Date of Earliest Transaction
(MM/DD/YYYY)
5/11/2009
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(Street)
NEW YORK, NY 10036
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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5/11/2009
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S
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150000
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D
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$15.58
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10737829
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D
(2)
(3)
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Common Stock
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5/12/2009
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S
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267449
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D
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$15.0218
(1)
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10470380
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D
(2)
(3)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Weighted average sale price for the transactions report on this line. Actual sales ranged in price from $15.00 to $15.27. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
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(
2)
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D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to D. E. Shaw Laminar Portfolios, L.L.C. ("Laminar") and D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus"); D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as managing member of Laminar and Oculus; and David E. Shaw (as president and sole shareholder of D. E. Shaw & Co., Inc. ("DESCO, Inc."), which is the general partner of DESCO LP, and as president and sole shareholder of D. E. Shaw & Co. II, Inc. ("DESCO II, Inc."), which is the managing member of DESCO LLC) may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, directors of the Issuer by virtue of DESCO LP employee David Lyon's service as member of the Issuer's board of directors. None of Laminar, Oculus, DESCO LP, DESCO LLC, or David E. Shaw serves as a director of the Issuer.
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(
3)
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(Continued from Footnote 2) In accordance with instruction 4(b)(iv), the entire number of shares of Common Stock of the Issuer that may be deemed to be beneficially owned by Laminar, Oculus, DESCO LP, or DESCO LLC was previously reported. None of DESCO LLC, DESCO, Inc., DESCO II, Inc., or David E. Shaw owns any shares of Common Stock directly, and each disclaims beneficial ownership of any of the securities reported, except to the extent of any pecuniary interest therein. DESCO LP disclaims beneficial ownership of the shares beneficially owned by Laminar and the shares beneficially owned by Oculus, except to the extent of any pecuniary interest therein.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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D. E. SHAW LAMINAR PORTFOLIOS, L.L.C.
120 WEST FORTY-FIFTH STREET
39TH FLOOR
NEW YORK, NY 10036
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X
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See footnotes 2 and 3.
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D. E. Shaw Oculus Portfolios, L.L.C.
120 WEST FORTY-FIFTH STREET
39TH FLOOR
NEW YORK, NY 10036
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X
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See footnotes 2 and 3.
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D. E. SHAW & CO, L.P.
120 WEST FORTY-FIFTH STREET
39TH FLOOR
NEW YORK, NY 10036
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X
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See footnotes 2 and 3.
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D. E. SHAW & CO, L.L.C.
120 WEST FORTY-FIFTH STREET
39TH FLOOR
NEW YORK, NY 10036
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X
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See footnotes 2 and 3.
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SHAW DAVID E
120 WEST FORTY-FIFTH STREET
39TH FLOOR
NEW YORK, NY 10036
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X
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See footnotes 2 and 3.
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Signatures
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D. E. Shaw Laminar Portfolios, L.L.C. By: Rochelle Elias, Authorized Signatory
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5/13/2009
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**
Signature of Reporting Person
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Date
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D. E. Shaw Oculus Portfolios, L.L.C. By: Rochelle Elias, Authorized Signatory
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5/13/2009
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**
Signature of Reporting Person
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Date
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D. E. Shaw & Co., L.P. By: Rochelle Elias, Chief Compliance Officer
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5/13/2009
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**
Signature of Reporting Person
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Date
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D. E. Shaw & Co., L.L.C. By: Rochelle Elias, Chief Compliance Officer
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5/13/2009
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**
Signature of Reporting Person
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Date
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David E. Shaw By: Rochelle Elias, Attorney-in-fact for David E. Shaw
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5/13/2009
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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