STAMFORD, Conn., Feb. 3, 2020 /PRNewswire/ -- Oppenheimer &
Co. Inc. ("Oppenheimer"), a leading investment bank, wealth
manager, and a subsidiary of Oppenheimer Holdings (NYSE: OPY),
today announced that David Roth has
joined the Firm's Stamford branch,
as Branch Manager – Senior Investment Advisor.
In this role, Roth will be responsible for overseeing all branch
activities, including growth and expansion, and providing strategic
counsel for clients in the region. Additionally, he will provide
support and guidance for the Firm's esteemed financial advisors in
Stamford. He will report to
Christopher Lappas, Managing
Director – Complex Manager/Investments.
"David brings a wealth of knowledge to the Firm and his
expertise and focus on collaboration directly aligns with how we
serve clients in the Stamford
region," said Christopher Lappas,
Branch Manager. "David's proven track record of providing
exceptional counsel, advice and strategy to clients will complement
our strong bench of financial advisors at the branch. I'm confident
in his ability to help our clients guide the complex economic and
business conditions we face today."
Roth joins from Royal Bank of Canada, where he served as Senior Vice
President in the firm's wealth management practice and managed the
firm's Westport office for more
than a decade.
"One of the most important elements of providing sound financial
counsel to clients is listening, and I look forward to working
closely with Oppenheimer's clients in the region to help them reach
their goals," added Roth. "I hope that my values and experience can
be value added to the Oppenheimer financial advisors who are
already doing a tremendous job helping their clients succeed."
Roth holds a Bachelor of Arts in Economics from The College of William and Mary, where he was a member
of their last men's Division 1 lacrosse team. Additionally, he has
his series 7, 3, 66, 62, 24, and 8, as well as the Accredited
Wealth Manager designation.
Oppenheimer & Co. Inc
Oppenheimer & Co. Inc.
(Oppenheimer), a principal subsidiary of Oppenheimer Holdings Inc.
(OPY on the New York Stock Exchange), and its affiliates provide a
full range of wealth management, securities brokerage and
investment banking services to high-net-worth individuals,
families, corporate executives, local governments, businesses and
institutions.
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SOURCE Oppenheimer & Co. Inc.