Initial Statement of Beneficial Ownership (3)
January 13 2020 - 12:04PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Seshadri Raj |
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/1/2020
|
3. Issuer Name and Ticker or Trading Symbol
Mastercard Inc [MA]
|
(Last)
(First)
(Middle)
2000 PURCHASE STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) President, Data & Services / |
(Street)
PURCHASE, NY 10577
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 3619.33 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (right to buy) | (1) | 3/1/2027 | Class A Common Stock | 17664.0 | $112.31 | D | |
Employee Stock Option (right to buy) | (2) | 3/1/2028 | Class A Common Stock | 10392.0 | $173.49 | D | |
Employee Stock Option (right to buy) | (3) | 3/1/2029 | Class A Common Stock | 10372.0 | $227.25 | D | |
Explanation of Responses: |
(1) | The reporting person was awarded 17,664 employee stock options on March 1, 2017, of which 8,832 have vested. The remaining 8,832 employee stock options will vest in two equal annual installments beginning on March 1, 2020. |
(2) | The reporting person was awarded 10,392 employee stock options on March 1, 2018, of which 2,598 have vested. The remaining 7,794 employee stock options will vest in three equal annual installments beginning on March 1, 2020. |
(3) | The reporting person was awarded 10,372 employee stock options on March 1, 2019, which will vest in four equal installments beginning on March 1, 2020. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Seshadri Raj 2000 PURCHASE STREET PURCHASE, NY 10577 |
|
| President, Data & Services |
|
Signatures
|
/s/ Craig Brown, as attorney-in-fact for Raj Seshadri, pursuant to a power of attorney dated January 7, 2020 | | 1/13/2020 |
**Signature of Reporting Person | Date |
MasterCard (NYSE:MA)
Historical Stock Chart
From Aug 2024 to Sep 2024
MasterCard (NYSE:MA)
Historical Stock Chart
From Sep 2023 to Sep 2024