- Statement of Changes in Beneficial Ownership (4)
October 22 2008 - 4:11PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
CITADEL L P
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2. Issuer Name
and
Ticker or Trading Symbol
Huntsman CORP
[
HUN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
_____ Officer (give title below)
__
X
__ Other (specify below)
See note 1 in Remarks below
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(Last)
(First)
(Middle)
C/O CITADEL INVESTMENT GROUP LLC, 131 S. DEARBORN STREET, 32ND FL
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3. Date of Earliest Transaction
(MM/DD/YYYY)
10/17/2008
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(Street)
CHICAGO, IL 60603
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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10/17/2008
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X
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3000
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A
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$15.00
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75555
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D
(1)
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Common Stock
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10/17/2008
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X
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9800
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D
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$12.50
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65755
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D
(1)
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Common Stock
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25055
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D
(2)
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Common Stock
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18438300
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D
(3)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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PUT OPTION: HUNVC [OBLIGATION TO PURCHASE]
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$15.00
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10/17/2008
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X
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30
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(4)
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10/17/2008
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Common Stock
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3000
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$0.00
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$0
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D
(1)
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PUT OPTION: HUNVV [RIGHT TO SELL]
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$12.50
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10/17/2008
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X
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98
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(4)
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10/17/2008
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Common Stock
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9800
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$0.00
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$0
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D
(1)
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Explanation of Responses:
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(
1)
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This security is owned by Citadel Derivatives Group LLC.
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(
2)
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This security is owned by Citadel Derivatives Trading Group Ltd.
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(
3)
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This security is owned by Citadel Equity Fund, Ltd.
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(
4)
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Where the security shown is a put option and the description is "obligation to purchase", the Reporting Person is short that
particular put option as of the date of the transaction reported. Where the security shown is a put option and the
description is "right to sell", the Reporting Person is long that particular put option as of the date of the transaction
reported. Each of the securities shown on Table II is an exchange-traded option contract. Exchange-traded options are
immediately exercisable and remain exercisable until expiration. These options were acquired on various dates. The
transactions shown resulted from the exercise of in-the-money option contracts by third parties and by Citadel Derivatives
Group LLC.
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Remarks:
Note 1: As a result of the potential arrangements between the Reporting Persons and others described in Item 4 of Amendment
No. 2 to Schedule 13D filed by the Reporting Persons on September 10, 2008 ("Amendment No. 2") relating to the Issuer (each
of which is incorporated by reference herein), the Reporting Persons may be deemed to have formed a "group" with certain
other persons for purposes of Rule 13d-5(b)(1) promulgated under the 1934 Act. If the Reporting Persons are deemed to have
formed a "group" with such other persons, the Reporting Persons may be deemed to have beneficial ownership of greater than
10% of the Issuer's outstanding Common Shares pursuant to Rule 16a-1(a)(1) and Rule 13d-5(b)(1).
Note 2: Each of the Reporting Persons expressly disclaims beneficial ownership of the securities described herein except to
the extent of such person's pecuniary interest therein. Each of the Reporting Persons further disclaims membership in a
group with regard to the Common Shares of the Issuer with the persons described in Item 4 of Amendment No. 2.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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CITADEL L P
C/O CITADEL INVESTMENT GROUP LLC
131 S. DEARBORN STREET, 32ND FL
CHICAGO, IL 60603
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See note 1 in Remarks below
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CITADEL INVESTMENT GROUP LLC
131 S. DEARBORN STREET, 32ND FLOOR
CHICAGO, IL 60603
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See note 1 in Remarks below
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CITADEL EQUITY FUND LTD
C/O CITADEL INVESTMENT GROUP, L.L.C.
131 S. DEARBORN STREET, 32ND FLOOR
CHICAGO, IL 60603
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See note 1 in Remarks below
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GRIFFIN KENNETH C
C/O CITADEL INVESTMENT GROUP, L.L.C.
131 S. DEARBORN STREET, 32ND FLOOR
CHICAGO, IL 60603
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See note 1 in Remarks below
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CITADEL ADVISORS LLC
C/O CITADEL INVESTMENT GROUP II, L.L.C.
131 S. DEARBORN STREET, 32ND FLOOR
CHICAGO, IL 60603
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See note 1 in Remarks below
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CITADEL HOLDINGS I LP
C/O CITADEL INVESTMENT GROUP II, L.L.C.
131 S. DEARBORN STREET, 32ND FLOOR
CHICAGO, IL 60603
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See note 1 in Remarks below
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CITADEL HOLDINGS II LP
C/O CITADEL INVESTMENT GROUP II, L.L.C.
131 S. DEARBORN STREET, 32ND FLOOR
CHICAGO, IL 60603
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See note 1 in Remarks below
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Citadel Derivatives Group, LLC
C/O CITADEL INVESTMENT GROUP II, L.L.C.
131 S. DEARBORN STREET, 32ND FLOOR
CHICAGO, IL 60603
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See note 1 in Remarks below
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CITADEL DERIVATIVES TRADING LTD
C/O CITADEL INVESTMENT GROUP II, L.L.C.
131 S. DEARBORN STREET, 32ND FLOOR
CHICAGO, IL 60603
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See note 1 in Remarks below
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CITADEL INVESTMENT GROUP II, L.L.C.
131 S. DEARBORN STREET, 32ND FLOOR
CHICAGO, IL 60603
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See note 1 in Remarks below
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Signatures
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/s/ John C. Nagel, Authorized Signatory
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10/22/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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