Statement of Changes in Beneficial Ownership (4)
February 08 2022 - 3:46PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Thomas James Darrell |
2. Issuer Name and Ticker or Trading Symbol
HARLEY-DAVIDSON, INC.
[
HOG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) VP/Treasurer |
(Last)
(First)
(Middle)
HARLEY-DAVIDSON, INC., 3700 WEST JUNEAU AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/5/2022 |
(Street)
MILWAUKEE, WI 53208
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 2/5/2022 | | M | | 1468.0000 | A | $0.0000 | 30769.0000 | D | |
Common Stock | 2/5/2022 | | F | | 436.0000 | D | $35.7500 | 30333.0000 | D | |
Common Stock | | | | | | | | 2481.9361 | I | By 401(k) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | $0.0000 | 2/5/2022 | | M | | | 1468.0000 | 2/5/2021 (1) | 2/5/2023 (1) | Common Stock | 1468.0000 | $0.0000 | 1468.0000 | D | |
Restricted Stock Units | $0.0000 | | | | | | | 2/3/2022 (1) | 2/3/2024 (1) | Common Stock | 5494.0000 | | 5494.0000 | D | |
Restricted Stock Units | $0.0000 | | | | | | | 8/1/2021 (2) | 8/1/2022 (2) | Common Stock | 3500.0000 | | 3500.0000 | D | |
Stock Option (right to buy) (3) | $41.3300 | | | | | | | 2/9/2012 (4) | 2/9/2021 | Common Stock | 5884.0000 | | 5884.0000 | D | |
Stock Option (right to buy) (3) | $45.3200 | | | | | | | 2/6/2013 (4) | 2/6/2022 | Common Stock | 6049.0000 | | 6049.0000 | D | |
Stock Option (right to buy) (3) | $51.7800 | | | | | | | 2/4/2014 (4) | 2/4/2023 | Common Stock | 5541.0000 | | 5541.0000 | D | |
Stock Option (right to buy) (5) | $62.3300 | | | | | | | 2/4/2015 (4) | 2/4/2024 | Common Stock | 4963.0000 | | 4963.0000 | D | |
Stock Option (right to buy) (5) | $63.4900 | | | | | | | 2/3/2016 (4) | 2/3/2025 | Common Stock | 5376.0000 | | 5376.0000 | D | |
Explanation of Responses: |
(1) | Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. |
(2) | Each restricted stock unit represents a contingent right to receive one share of stock. 50% of the units granted vest on each of the second and third anniversaries of the date of grant. Units are subject to forfeiture until vested. |
(3) | Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. |
(4) | All options are currently exercisable. |
(5) | Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Thomas James Darrell HARLEY-DAVIDSON, INC. 3700 WEST JUNEAU AVENUE MILWAUKEE, WI 53208 |
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| VP/Treasurer |
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Signatures
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/s/ Paul J. Krause, as Power of Attorney | | 2/8/2022 |
**Signature of Reporting Person | Date |
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