Current Report Filing (8-k)
October 21 2013 - 4:26PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT
TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
October 16, 2013
Date of Report
(Date of
earliest event reported)
GENWORTH FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
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Delaware |
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001-32195 |
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80-0873306 |
(State or other jurisdiction
of incorporation) |
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(Commission
File Number) |
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(I.R.S. Employer
Identification No.) |
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6620 West Broad Street, Richmond, VA |
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23230 |
(Address of principal executive offices) |
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(Zip Code) |
(804) 281-6000
(Registrants telephone number, including area code)
N/A
(Former name or
former address, if changed since last report)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain
Officers; Compensatory Arrangements of Certain Officers.
On October 21, 2013, Genworth Financial, Inc. (the Company)
announced that Patrick B. Kelleher, Executive Vice President Genworth, will leave the Company effective December 31, 2013. Mr. Kelleher is the leader of the Companys U.S. Life Insurance Division. His termination of
employment will trigger payments to him, vesting acceleration of certain equity awards and retirement benefits pursuant to the previously disclosed terms of the Companys 2012 Key Employee Severance Plan and an executive cash retention award
agreement.
The Company and Mr. Kelleher are planning for the orderly transition of his role and responsibilities. Thomas J.
McInerney, the Companys President and Chief Executive Officer, will assume responsibilities for the U.S. Life Insurance Division on an interim basis, until a search is conducted and a replacement for Mr. Kelleher is named.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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GENWORTH FINANCIAL, INC. |
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Date: October 21, 2013 |
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By: |
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/s/ Leon E. Roday |
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Leon E. Roday |
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Senior Vice President, General Counsel and Secretary |
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