Monthly Portfolio Investments Report on Form N-port (public) (nport-p)
November 26 2019 - 12:01PM
Edgar (US Regulatory)
Portfolio of Investments
Columbia Seligman Premium Technology Growth Fund, September 30, 2019 (Unaudited)
(Percentages represent value of
investments compared to net assets)
Investments in securities
|
Common Stocks 98.0%
|
|
Issuer
|
Shares
|
Value ($)
|
|
Communication Services 11.3%
|
|
Diversified Telecommunication Services 0.2%
|
|
Ooma, Inc.(a)
|
49,984
|
519,834
|
|
Entertainment 1.8%
|
|
Activision Blizzard, Inc.
|
100,808
|
5,334,760
|
|
Sciplay Corp., Class A(a)
|
65,756
|
703,589
|
|
Total
|
|
6,038,349
|
|
Interactive Media & Services 8.2%
|
|
Alphabet, Inc., Class A(a)
|
10,750
|
13,127,255
|
|
Alphabet, Inc., Class C(a)
|
10,674
|
13,011,606
|
|
Tencent Holdings Ltd., ADR
|
19,900
|
828,536
|
|
Total
|
|
26,967,397
|
|
Media 1.1%
|
|
Comcast Corp., Class A
|
23,100
|
1,041,348
|
|
Discovery, Inc., Class A(a)
|
100,100
|
2,665,663
|
|
Total
|
|
3,707,011
|
|
Total Communication Services
|
37,232,591
|
|
Consumer Discretionary 0.6%
|
|
Internet & Direct Marketing Retail 0.6%
|
|
Booking Holdings, Inc.(a)
|
955
|
1,874,292
|
|
Total Consumer Discretionary
|
1,874,292
|
|
Industrials 0.2%
|
|
Professional Services 0.2%
|
|
Nielsen Holdings PLC
|
32,000
|
680,000
|
|
Total Industrials
|
680,000
|
|
Information Technology 85.9%
|
|
Communications Equipment 2.0%
|
|
Arista Networks, Inc.(a)
|
17,900
|
4,276,668
|
|
CommScope Holding Co., Inc.(a)
|
61,100
|
718,536
|
|
F5 Networks, Inc.(a)
|
2,600
|
365,092
|
|
Nokia OYJ, ADR
|
92,600
|
468,556
|
|
Plantronics, Inc.
|
20,500
|
765,060
|
|
Total
|
|
6,593,912
|
|
Common Stocks (continued)
|
|
Issuer
|
Shares
|
Value ($)
|
|
IT Services 11.6%
|
|
Cerence, Inc.(a),(b)
|
24,664
|
340,363
|
|
DXC Technology Co.
|
94,740
|
2,794,830
|
|
Euronet Worldwide, Inc.(a)
|
9,525
|
1,393,508
|
|
Fidelity National Information Services, Inc.
|
44,200
|
5,867,992
|
|
Fiserv, Inc.(a)
|
41,300
|
4,278,267
|
|
Genpact Ltd.
|
68,000
|
2,635,000
|
|
Global Payments, Inc.
|
20,657
|
3,284,463
|
|
GoDaddy, Inc., Class A(a)
|
28,415
|
1,874,822
|
|
Pagseguro Digital Ltd., Class A(a)
|
69,397
|
3,213,775
|
|
Visa, Inc., Class A
|
72,100
|
12,401,921
|
|
Total
|
|
38,084,941
|
|
Semiconductors & Semiconductor Equipment 38.8%
|
|
Advanced Energy Industries, Inc.(a)
|
57,700
|
3,312,557
|
|
Applied Materials, Inc.
|
197,800
|
9,870,220
|
|
Broadcom, Inc.
|
60,600
|
16,729,842
|
|
Cypress Semiconductor Corp.
|
97,487
|
2,275,347
|
|
Infineon Technologies AG
|
382,900
|
6,879,470
|
|
Inphi Corp.(a)
|
58,805
|
3,590,045
|
|
Lam Research Corp.
|
100,739
|
23,281,790
|
|
Marvell Technology Group Ltd.(c)
|
458,192
|
11,441,054
|
|
Micron Technology, Inc.(a)
|
260,995
|
11,183,636
|
|
MKS Instruments, Inc.
|
4,700
|
433,716
|
|
NXP Semiconductors NV
|
56,400
|
6,154,368
|
|
ON Semiconductor Corp.(a)
|
413,318
|
7,939,839
|
|
Qorvo, Inc.(a)
|
57,362
|
4,252,819
|
|
SMART Global Holdings, Inc.(a)
|
18,299
|
466,258
|
|
Synaptics, Inc.(a)
|
155,700
|
6,220,215
|
|
Teradyne, Inc.
|
200,060
|
11,585,475
|
|
Xperi Corp.
|
102,583
|
2,121,416
|
|
Total
|
|
127,738,067
|
|
Software 23.2%
|
|
Cornerstone OnDemand, Inc.(a)
|
32,921
|
1,804,729
|
|
ForeScout Technologies, Inc.(a)
|
22,700
|
860,784
|
|
Fortinet, Inc.(a)
|
87,495
|
6,716,116
|
|
LogMeIn, Inc.
|
45,819
|
3,251,316
|
|
Microsoft Corp.
|
74,900
|
10,413,347
|
Columbia Seligman Premium Technology Growth Fund | Quarterly Report 2019
|
1
|
Portfolio of Investments (continued)
Columbia Seligman Premium Technology Growth Fund, September 30, 2019 (Unaudited)
|
Common Stocks (continued)
|
|
Issuer
|
Shares
|
Value ($)
|
|
Nuance Communications, Inc.(a)
|
600,304
|
9,790,958
|
|
Oracle Corp.
|
108,200
|
5,954,246
|
|
Palo Alto Networks, Inc.(a)
|
30,200
|
6,155,666
|
|
Ping Identity Holding Corp.(a)
|
32,012
|
552,207
|
|
SailPoint Technologies Holding, Inc.(a)
|
66,019
|
1,233,895
|
|
Salesforce.com, Inc.(a)
|
34,300
|
5,091,492
|
|
Splunk, Inc.(a)
|
13,358
|
1,574,374
|
|
Symantec Corp.
|
138,100
|
3,263,303
|
|
Synopsys, Inc.(a)
|
102,689
|
14,094,065
|
|
TeamViewer AG(a)
|
51,877
|
1,396,056
|
|
TiVo Corp.
|
334,500
|
2,547,218
|
|
Verint Systems, Inc.(a)
|
40,000
|
1,711,200
|
|
Total
|
|
76,410,972
|
|
Technology Hardware, Storage & Peripherals 10.3%
|
|
Apple, Inc.
|
70,000
|
15,677,900
|
|
Dell Technologies, Inc.(a)
|
49,800
|
2,582,628
|
|
NetApp, Inc.
|
140,700
|
7,388,157
|
|
Western Digital Corp.(c)
|
141,300
|
8,427,132
|
|
Total
|
|
34,075,817
|
|
Total Information Technology
|
282,903,709
|
Total Common Stocks
(Cost $224,164,558)
|
322,690,592
|
|
|
|
Money Market Funds 0.9%
|
|
|
Shares
|
Value ($)
|
|
Columbia Short-Term Cash Fund, 2.073%(d),(e)
|
3,014,722
|
3,014,420
|
Total Money Market Funds
(Cost $3,014,420)
|
3,014,420
|
Total Investments in Securities
(Cost: $227,178,978)
|
325,705,012
|
|
Other Assets & Liabilities, Net
|
|
3,575,882
|
|
Net Assets
|
329,280,894
|
At September 30, 2019,
securities and/or cash totaling $8,004,024 were pledged as collateral.
Investments in
derivatives
|
Call option contracts written
|
|
Description
|
Counterparty
|
Trading
currency
|
Notional
amount
|
Number of
contracts
|
Exercise
price/Rate
|
Expiration
date
|
Premium
received ($)
|
Value ($)
|
|
Marvell Technology Group Ltd.
|
Deutsche Bank
|
USD
|
(124,850)
|
(50)
|
32.00
|
1/17/2020
|
(3,987)
|
(925)
|
|
Marvell Technology Group Ltd.
|
Deutsche Bank
|
USD
|
(152,317)
|
(61)
|
31.00
|
1/17/2020
|
(5,900)
|
(1,617)
|
|
Marvell Technology Group Ltd.
|
Deutsche Bank
|
USD
|
(1,171,093)
|
(469)
|
35.00
|
1/15/2021
|
(47,819)
|
(59,094)
|
|
Western Digital Corp.
|
Deutsche Bank
|
USD
|
(2,391,564)
|
(401)
|
90.00
|
1/15/2021
|
(148,913)
|
(112,080)
|
|
Total
|
|
|
|
|
|
|
(206,619)
|
(173,716)
|
|
Put option contracts written
|
|
Description
|
Counterparty
|
Trading
currency
|
Notional
amount
|
Number of
contracts
|
Exercise
price/Rate
|
Expiration
date
|
Premium
received ($)
|
Value ($)
|
|
Marvell Technology Group Ltd.
|
Deutsche Bank
|
USD
|
(1,181,081)
|
(473)
|
15.00
|
01/17/2020
|
(50,669)
|
(1,656)
|
|
Marvell Technology Group Ltd.
|
Deutsche Bank
|
USD
|
(2,409,605)
|
(965)
|
17.00
|
01/15/2021
|
(132,165)
|
(100,360)
|
|
Western Digital Corp.
|
Deutsche Bank
|
USD
|
(2,391,564)
|
(401)
|
40.00
|
01/15/2021
|
(127,060)
|
(153,383)
|
|
Total
|
|
|
|
|
|
|
(309,894)
|
(255,399)
|
|
2
|
Columbia Seligman Premium Technology Growth Fund | Quarterly Report 2019
|
Portfolio of Investments (continued)
Columbia Seligman Premium Technology Growth Fund, September 30, 2019 (Unaudited)
Notes to Portfolio of
Investments
|
(a)
|
Non-income producing investment.
|
|
(b)
|
Valuation based on significant unobservable inputs.
|
|
(c)
|
This security or a portion of this security has been pledged as collateral in connection with derivative contracts.
|
|
(d)
|
The rate shown is the seven-day current annualized yield at September 30, 2019.
|
|
(e)
|
As defined in the Investment Company Act of 1940, an affiliated company is one in which the Fund owns 5% or more of the company’s outstanding voting securities, or a company
which is under common ownership or control with the Fund. Holdings and transactions in these affiliated companies during the period ended September 30, 2019 are as follows:
|
|
Issuer
|
Beginning
shares
|
Shares
purchased
|
Shares
sold
|
Ending
shares
|
Realized gain
(loss) —
affiliated
issuers ($)
|
Net change in
unrealized
appreciation
(depreciation) —
affiliated
issuers ($)
|
Dividends —
affiliated
issuers ($)
|
Value —
affiliated
issuers
at end of
period ($)
|
|
Columbia Short-Term Cash Fund, 2.073%
|
|
|
9,299,869
|
76,019,898
|
(82,305,045)
|
3,014,722
|
(40)
|
—
|
108,249
|
3,014,420
|
Abbreviation Legend
|
ADR
|
American Depositary Receipt
|
Currency Legend
Investments are valued using
policies described in the Notes to Financial Statements in the most recent shareholder report.
Columbia Seligman Premium Technology Growth Fund | Quarterly Report 2019
|
3
|
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