Colgate Palmolive Co - Statement of Changes in Beneficial Ownership (4)
November 06 2007 - 4:03PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
TOBEN EDMUND D
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2. Issuer Name
and
Ticker or Trading Symbol
COLGATE PALMOLIVE CO
[
CL
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Sr. VP Glob. I.T. & Bus. Serv.
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(Last)
(First)
(Middle)
C/O COLGATE-PALMOLIVE COMPANY, 300 PARK AVENUE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
11/2/2007
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(Street)
NEW YORK, NY 10022
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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11/2/2007
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M
(1)
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5200
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A
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$55.6563
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49099
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D
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Common Stock
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11/2/2007
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M
(1)
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25000
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A
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$55.11
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74099
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D
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Common Stock
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11/2/2007
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M
(1)
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23400
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A
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$56.565
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97499
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D
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Common Stock
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11/2/2007
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M
(1)
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24000
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A
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$54.40
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121499
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D
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Common Stock
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11/2/2007
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M
(1)
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16000
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A
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$53.455
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137499
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D
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Common Stock
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11/2/2007
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M
(1)
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8333
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A
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$60.68
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145832
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D
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Common Stock
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11/2/2007
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F
(2)
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84574
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D
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$74.72
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61258
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D
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Common Stock
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11/5/2007
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S
(3)
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2622
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D
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$75.025
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58636
(4)
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D
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Common Stock
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1578
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I
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By Issuer's 401(k) Plan Trustee
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Common Stock
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2387
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I
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By Daughter
(5)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option (Right to Buy)
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$55.6563
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11/2/2007
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M
(1)
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5200
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9/9/2002
(6)
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9/9/2009
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Common Stock
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5200
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$0
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0
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D
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Stock Option (Right to Buy)
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$55.11
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11/2/2007
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M
(1)
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25000
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9/12/2005
(6)
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9/12/2012
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Common Stock
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25000
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$0
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0
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D
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Stock Option (Right to Buy)
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$56.565
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11/2/2007
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M
(1)
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23400
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9/11/2006
(6)
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9/11/2009
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Common Stock
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23400
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$0
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0
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D
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Stock Option (Right to Buy)
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$54.40
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11/2/2007
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M
(1)
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24000
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9/9/2007
(6)
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9/9/2010
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Common Stock
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24000
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$0
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0
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D
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Stock Option (Right to Buy)
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$53.455
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11/2/2007
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M
(1)
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16000
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9/8/2006
(7)
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9/8/2011
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Common Stock
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16000
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$0
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8000
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D
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Stock Option (Right to Buy)
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$60.68
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11/2/2007
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M
(1)
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8333
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9/7/2007
(7)
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9/7/2012
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Common Stock
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8333
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$0
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16667
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D
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Explanation of Responses:
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(
1)
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Exercise of stock options awarded under the issuer's employee stock option plan.
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(
2)
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The exercise price of the options and related withholding requirement was satisfied by the Company's withholding shares otherwise deliverable upon exercise of the options.
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(
3)
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Sale of shares (with proceeds delivered to the Company) for payment of tax liability above minimum required statutory withholding (but not in excess of full applicable statutory tax rates) incident to the exercise of the option under the issuer's employee stock option plan.
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(
4)
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As a result of the reported transactions, the reporting person's Common Stock ownership has increased by 14,737 shares.
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(
5)
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The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
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(
6)
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Option became 100% exercisable on the date shown in this column.
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(
7)
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Option becomes exercisable in one-third increments on each anniversary date, with the first third becoming exercisable on the date shown in this column.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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TOBEN EDMUND D
C/O COLGATE-PALMOLIVE COMPANY
300 PARK AVENUE
NEW YORK, NY 10022
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Sr. VP Glob. I.T. & Bus. Serv.
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Signatures
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Nina D. Gillman by power of attorney
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11/6/2007
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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