- Current report filing (8-K)
February 02 2009 - 5:27PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 OR 15(d) of The
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported)
January 27, 2009
AMERIPRISE
FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
Delaware
|
|
001-32525
|
|
13-3180631
|
(State or other jurisdiction
|
|
(Commission
|
|
(IRS Employer
|
of incorporation)
|
|
File Number)
|
|
Identification No.)
|
|
|
|
|
|
55 Ameriprise Financial Center
Minneapolis,
Minnesota
|
|
55474
|
(Address of principal executive offices)
|
|
(Zip Code)
|
Registrants
telephone number, including area code
(612) 671-3131
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
o
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 5.02 (b) Departure
of Directors or Certain Officers; Election of Directors; Appointment of Certain
Officers; Compensatory Arrangements of Certain Officers.
On January 27, 2009, the
Board of Directors (Board) of Ameriprise Financial, Inc. (the Registrant)
was informed that Ira D. Hall and Richard F. Powers III, whose terms on the
Board will expire at the annual meeting of shareholders to be held on April 22,
2009, have chosen not to stand for re-election at that time. Messrs. Hall
and Powers have informed that Board that their decisions are not the result of
any disagreement with the Registrant.
Mr. Hall has informed the
Board that his board responsibilities at other public companies and charitable
organizations have increased significantly in scope and require additional time
commitments from him. Mr. Powers has informed the Board that he is
actively pursuing business opportunities in financial services and asset
management that will preclude his continued service on the Board.
Since
our 2005 spin-off from American Express, Ira and Dick have made significant
contributions to our success in firmly establishing Ameriprise Financial as a
public company, said Jim Cracchiolo, chairman and chief executive
officer. They will be leaving with the
sincere thanks and appreciation of the Board and the executive leadership team.
2
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
|
AMERIPRISE FINANCIAL, INC.
|
|
(Registrant)
|
|
|
|
|
Date: February 2,
2009
|
By
|
/s/ Thomas R. Moore
|
|
|
Thomas R. Moore
|
|
|
Senior Vice President,
Corporate Secretary
|
|
|
and Chief Governance
Officer
|
3
Ameriprise Financial (NYSE:AMP)
Historical Stock Chart
From Jun 2024 to Jul 2024
Ameriprise Financial (NYSE:AMP)
Historical Stock Chart
From Jul 2023 to Jul 2024