Statement of Changes in Beneficial Ownership (4)
February 24 2021 - 4:26PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Quane Alessandrea C. |
2. Issuer Name and Ticker or Trading Symbol
AMERICAN INTERNATIONAL GROUP, INC.
[
AIG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP and Chief Risk Officer |
(Last)
(First)
(Middle)
AMERICAN INTERNATIONAL GROUP, INC., 175 WATER STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/22/2021 |
(Street)
NEW YORK, NY 10038
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 2/22/2021 | | M | | 14671.0000 (1) | A | $0.0000 | 63985.0000 | D | |
Common Stock | 2/22/2021 | | M | | 1667.0000 (2) | A | $0.0000 | 11029.0000 | I | By Spouse |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents AIG Common Stock underlying the 2018 Performance Share Units (including related dividend equivalent rights in the form of 2018 Performance Share Units) earned as determined by AIG's Compensation and Management Resources Committee on February 22, 2021 based on pre-established performance goals for the three-year performance period ended December 31, 2020. The earned 2018 Performance Share Units (including related dividend equivalent rights in the form of 2018 Performance Share Units) vested on January 1, 2021, and are settled in shares of AIG Common Stock. |
(2) | Represents AIG Common Stock underlying the 2018 Performance Share Units (including related dividend equivalent rights in the form of 2018 Performance Share Units) earned as determined by AIG's Compensation and Management Resources Committee on February 22, 2021 based on pre-established performance goals for the three-year performance period ended December 31, 2020. The earned 2018 Performance Share Units (including related dividend equivalent rights in the form of 2018 Performance Share Units) have vested for the reporting person and are settled in shares of AIG Common Stock. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Quane Alessandrea C. AMERICAN INTERNATIONAL GROUP, INC. 175 WATER STREET NEW YORK, NY 10038 |
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| EVP and Chief Risk Officer |
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Signatures
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/s/ Alanna Franco, attorney-in-fact | | 2/24/2021 |
**Signature of Reporting Person | Date |
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