Current Report Filing (8-k)

Date : 09/11/2018 @ 9:20PM
Source : Edgar (US Regulatory)
Stock : Alcoa Corp. (AA)
Quote : 28.12  0.0 (0.00%) @ 12:29PM

Current Report Filing (8-k)





Washington, D.C. 20549







Pursuant to Section 13 or 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 11, 2018




(Exact name of registrant as specified in its charter)




Delaware   1-37816   81-1789115

(State or other jurisdiction

of incorporation)



File Number)


(IRS Employer

Identification No.)

201 Isabella Street, Suite 500, Pittsburgh, Pennsylvania   15212-5858
(Address of principal executive offices)   (Zip Code)


(Registrant’s telephone number, including area code)

Not applicable

(Former name or former address, if changed since last report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐




Item 7.01

Regulation FD Disclosure.

As previously announced by Alcoa Corporation (the “Company”), the Company’s Executive Vice President and Chief Financial Officer, William F. Oplinger, will participate in a question and answer session at the Morgan Stanley 6 th Annual Laguna Conference in Dana Point, California, on Wednesday, September 12, 2018 starting at 12:30 p.m. PDT (3:30 p.m. EDT). A real-time live audio webcast of the session will be available on the “Investors” section of the Company’s website at . An audio replay will be available following the presentation at the same link.

A slide presentation to be used in connection with the conference and investor meetings is attached hereto as Exhibit 99.1 and incorporated by reference herein. The presentation will be available on the “Investors” section of the Company’s website at on September 11, 2018. The Company intends to make future announcements regarding company developments and financial performance through its website, and investors, the media, our customers, business partners and others interested in the Company are encouraged to review the information that the Company posts on its website.

The presentation is being furnished pursuant to Item 7.01 of Form 8-K, and the information contained therein shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities under that Section. Furthermore, the information contained in Exhibit 99.1 shall not be incorporated by reference into the filings of the Company under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended.


Item 9.01

Financial Statements and Exhibits.

(d) Exhibits.

The following exhibit is furnished with this Current Report on Form 8-K.






   Alcoa Corporation Investor Presentation dated September 2018




Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: September 11, 2018     By:  

/s/ Jeffrey D. Heeter

      Jeffrey D. Heeter
      Executive Vice President, General Counsel and Secretary



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