Current Report Filing (8-k)
June 03 2020 - 4:36PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of Report (Date of earliest event reported): June 2, 2020
Streamline
Health Solutions, Inc.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
0-28132
|
|
31-1455414
|
(State
or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(I.R.S.
Employer
Identification No.)
|
11800
Amber Park Drive, Suite 125
Alpharetta, GA 30009
(Address
of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code: (888) 997-8732
Securities
registered or to be registered pursuant to Section 12(b) of the Act.
Title
of each class
|
|
Trading
Symbol
|
|
Name
of each exchange on which registered
|
Common
Stock, $0.01 par value
|
|
STRM
|
|
Nasdaq
Capital Market
|
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
5.07. Submission of Matters to a Vote of Security Holders.
Streamline
Health Solutions, Inc. (the “Company”) held its Annual Meeting of Stockholders on May 21, 2020. The final tally of
the votes was confirmed on June 2, 2020. Proxies for the meeting were solicited pursuant to Section 14(a) of the Securities Exchange
Act of 1934, as amended, and there was no solicitation in opposition to the Board of Director’s solicitation. At the Annual
Meeting, the Company’s stockholders voted upon three proposals. The proposals are described in detail in the Company’s
Proxy Statement. A brief description and the final vote results for each proposal follow. The Company’s shares of common
stock and preferred stock voted together as a single class.
1.
Election of five directors for terms expiring at the 2021 Annual Meeting of Stockholders:
Nominee
|
|
For
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Withheld
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Broker
Non-Votes
|
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Wyche
T. “Tee” Green, III
|
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16,656,443
|
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54,055
|
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8,634,234
|
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Kenan
H. Lucas
|
|
16,280,443
|
|
430,055
|
|
8,634,234
|
|
Jonathan
R. Phillips
|
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16,642,374
|
|
68,124
|
|
8,634,234
|
|
Justin
J. Ferayorni
|
|
16,660,943
|
|
49,555
|
|
8,634,234
|
|
Judith
E. Starkey
|
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16,669,026
|
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41,472
|
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8,634,234
|
|
As
a result, each nominee was elected to serve as a director for a term expiring at the 2021 Annual Meeting of Stockholders.
2.
Approval of a non-binding advisory vote on the compensation of the named executive officers listed in the Proxy Statement (“say-on-pay”):
For
|
|
Against
|
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Abstain
|
|
Broker
Non-Votes
|
|
16,187,210
|
|
144,056
|
|
379,232
|
|
8,634,234
|
|
As
a result, the resolution was approved.
3.
Ratification of the appointment of the firm of Dixon Hughes Goodman LLP to serve as the Company’s independent registered
public accounting firm for fiscal year 2020:
For
|
|
Against
|
|
Abstain
|
|
Broker
Non-Votes
|
|
24,768,737
|
|
141,399
|
|
434,596
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|
0
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As
a result, the resolution was approved.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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Streamline Health Solutions, Inc.
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|
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Date:
June 3, 2020
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By:
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/s/
Thomas J. Gibson
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Name:
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Thomas
J. Gibson
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Title:
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Chief
Financial Officer
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