Current Report Filing (8-k)
January 18 2019 - 3:19PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
The
Securities Exchange Act of 1934
Date
of Report
(Date of earliest event reported)
January
17, 2019
SOCKET
MOBILE, INC.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-13810
|
|
94-3155066
|
(State
or other jurisdiction of incorporation)
|
|
(Commission
File Number)
|
|
(IRS
Employer
Identification No.)
|
39700
Eureka Drive
Newark,
CA 94560
(Address
of principal executive offices, including zip code)
(510)
933-3000
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
[
] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[
] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[
] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[
] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item
5.02 Departure of Principal Officer
On
January 17, 2019, James Lopez, Vice President of Sales, Marketing and Developer Programs, voluntarily terminated his employment
with the Company effective February 17, 2019 to pursue other opportunities. The terms of his termination are provided under an
Executive Employment Agreement between Mr. Lopez and the Company. The form of the Executive Employment Agreement was filed as
an exhibit to a Form 8-K filed May 5, 2017 which is incorporated herein by reference. Under his Executive Employment Agreement,
Mr. Lopez is entitled to exercise his vested stock options for one year from his effective termination date.
The
duties of Mr. Lopez are being temporarily assumed by Kevin Mills, the Company’s President and CEO.
Item
9.01 Financial Statements and Exhibits
(d)
Exhibits.
None
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
|
SOCKET MOBILE,
INC.
|
|
|
|
|
|
|
Date: January 17, 2019
|
|
|
/s/
David W. Dunlap
|
|
|
David W. Dunlap
|
|
|
Vice President, Finance and Administration
and Chief Financial Officer
|
Socket Mobile (NASDAQ:SCKT)
Historical Stock Chart
From Aug 2024 to Sep 2024
Socket Mobile (NASDAQ:SCKT)
Historical Stock Chart
From Sep 2023 to Sep 2024