Statement of Changes in Beneficial Ownership (4)
May 14 2021 - 4:14PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Alegre Daniel |
2. Issuer Name and Ticker or Trading Symbol
Sleep Number Corp
[
SNBR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
1001 THIRD AVENUE SOUTH |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/12/2021 |
(Street)
MINNEAPOLIS, MN 55404
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 5/12/2021 | | A | | 820 | A | $0 | 24216 | D | |
Common Stock | 5/12/2021 | | A | | 199 | A | $106.54 | 24415 | D | |
Common Stock | 5/12/2021 | | M | | 3620 | A | $22.48 | 28035 | D | |
Common Stock | 5/12/2021 | | M | | 2120 | A | $18.50 | 30155 | D | |
Common Stock | 5/12/2021 | | M | | 1495 | A | $30.50 | 31650 | D | |
Common Stock | 5/12/2021 | | M | | 2247 | A | $21.74 | 33897 | D | |
Common Stock | 5/12/2021 | | M | | 1875 | A | $29.37 | 35772 | D | |
Common Stock | 5/12/2021 | | M | | 2165 | A | $28.86 | 37937 | D | |
Common Stock | 5/12/2021 | | M | | 1865 | A | $34.23 | 39802 | D | |
Common Stock | 5/12/2021 | | M | | 1475 | A | $29.83 | 41277 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (right to buy) | $106.54 | 5/12/2021 | | A | | 545 | | 5/12/2022 (2) | 5/12/2031 | Common Stock | 545 | $0 | 545 | D | |
Stock Option (right to buy) | $22.48 | 5/12/2021 | | M | | | 3620 | 5/14/2014 (2) | 5/14/2023 | Common Stock | 3620 | $0 | 0 | D | |
Stock Option (right to buy) | $18.50 | 5/12/2021 | | M | | | 2120 | 5/14/2015 (2) | 5/14/2024 | Common Stock | 2120 | $0 | 0 | D | |
Stock Option (right to buy) | $30.50 | 5/12/2021 | | M | | | 1495 | 5/22/2016 (2) | 5/22/2025 | Common Stock | 1495 | $0 | 0 | D | |
Stock Option (right to buy) | $21.74 | 5/12/2021 | | M | | | 2247 | 5/18/2017 (2) | 5/18/2026 | Common Stock | 2247 | $0 | 0 | D | |
Stock Option (right to buy) | $29.37 | 5/12/2021 | | M | | | 1875 | 5/17/2018 (2) | 5/17/2027 | Common Stock | 1875 | $0 | 0 | D | |
Stock Option (right to buy) | $28.86 | 5/12/2021 | | M | | | 2165 | 5/16/2019 (2) | 5/16/2028 | Common Stock | 2165 | $0 | 0 | D | |
Stock Option (right to buy) | $34.23 | 5/12/2021 | | M | | | 1865 | 5/15/2020 (2) | 5/15/2029 | Common Stock | 1865 | $0 | 0 | D | |
Stock Option (right to buy) | $29.83 | 5/12/2021 | | M | | | 1475 | 5/13/2021 (2) | 5/13/2030 | Common Stock | 1475 | $0 | 0 | D | |
Explanation of Responses: |
(1) | Includes 820 restricted stock units that will vest over time. On 5/12/21, 1,815 shares vested from a restricted stock unit award. |
(2) | This option is fully vested and exercisable. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Alegre Daniel 1001 THIRD AVENUE SOUTH MINNEAPOLIS, MN 55404 | X |
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Signatures
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/s/ Daniel Alegre, by Rebecca Long, attorney-in-fact | | 5/14/2021 |
**Signature of Reporting Person | Date |
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