Current Report Filing (8-k)
April 24 2019 - 9:01AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of report (Date of earliest event reported): April 23, 2019
SINTX
Technologies, Inc.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-33624
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84-1375299
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(State
or other jurisdiction
of
incorporation)
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|
(Commission
File
Number)
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|
(IRS
Employer
Identification
No.)
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1885
West 2100 South
Salt
Lake City, UT
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84119
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code: (801) 839-3500
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (
see
General Instruction A.2. below):
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item
5.07 Submission of Matters to a Vote of Security Holders
On
April 23, 2019, SINTX Technologies, Inc. (the “Company”) held its annual meeting of stockholders at which the following
matters were voted on:
Proposal
No. 1
: A proposal to elect two Class II directors to hold office for a term expiring at the annual meeting of stockholders
to be held in 2022 or until their respective successors are elected and qualified. This proposal was approved.
Nominee
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Votes For
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Votes Withheld
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Broker Non-vote
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David Truetzel
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4,890,149
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2,008,028
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8,052,363
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Eric Stookey
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4,875,266
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2,022,911
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8,052,363
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There
were no abstentions with respect to the election of directors.
Proposal
No. 3
: A proposal to ratify the appointment of Tanner LLC as the Company’s independent registered public accounting
firm for the year ending December 31, 2019. This proposal was ratified.
For
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Against
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Abstain
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Broker Non-vote
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11,305,086
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2,468,258
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1,177,195
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0
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Proposal
No. 4
: To approve one or more adjournments of the annual meeting, if necessary or appropriate, to solicit additional proxies
if there are insufficient votes at the time of the meeting to adopt one or more of the Proposals.
For
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Against
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Abstain
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Broker Non-vote
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10,159,503
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4,488,437
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302,598
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0
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Item
8.01 Other Events.
A copy of the press release issued
by the Company with respect to the annual meeting is attached hereto as Exhibit 99.1.
With
respect to Proposal 2 regarding the authorization of an amendment to the Company’s Restated Certificate of Incorporation
to effect a reverse stock split of its issued and outstanding common stock at a ratio of between 1-for-2 and 1-for-30, inclusive,
which ratio will be selected at the sole discretion of our Board of Directors at any whole number in the above range, with any
fractional shares that would otherwise be issued as a result of the reverse stock split being rounded up to the nearest whole
share; provided, that our Board of Directors may abandon the reverse stock split in its sole discretion, the Annual Meeting was
adjourned to May 23, 2019, at 10:00 a.m. Mountain Time. The adjourned stockholder meeting will be held at the Company’s
offices, located at 1885 West 2100 South, Salt Lake City, UT 84119. The purpose of the adjournment is to allow additional time
for the Company’s stockholders to vote on Proposal 2.
Item 9.01 Financial
Statements and Exhibits
(d) Exhibits
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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SINTX
TECHNOLOGIES, INC.
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Date:
April 24, 2019
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/s/
B. Sonny Bal
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B.
Sonny Bal
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President
and Chief Executive Officer
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