Shire plc Form 8 (DD) - Olivier Bohuon
December 20 2018 - 7:30AM
Dow Jones News
TIDMSHP
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN
CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT
CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Olivier Bohuon
------------------------------------------------------------ ----------------
(b) Owner or controller of interests and short positions N/A
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient.
For a trust, the trustee(s), settlor and beneficiaries
must be named.
------------------------------------------------------------ ----------------
(c) Name of offeror/offeree in relation to whose relevant Shire plc
securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------ ----------------
(d) Status of person making the disclosure: Person acting in
e.g. offeror, offeree, person acting in concert with concert with the
the offeror/offeree (specify name of offeror/offeree) offeree
------------------------------------------------------------ ----------------
(e) Date dealing undertaken: 19 December 2018
------------------------------------------------------------ ----------------
(f) In addition to the company in 1(c) above, is the No
discloser making disclosures in respect of any other
party to the offer?
If it is a cash offer or possible cash offer, state
"N/A"
------------------------------------------------------------ ----------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than
one class of relevant securities of the offeror or offeree named in 1(c),
copy table 2(a) or (b) (as appropriate) for each additional class of
relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the
dealing
Class of relevant security: Ordinary shares of 5p each
-------------------------------------------------- ------------------------------
Short
Interests positions
-------------------------------------------------- ----------------- -----------
Number % Number %
-------------------------------------------------- ------ --------- ------ ---
(1) Relevant securities owned and/or controlled: 3,029 0.00(1) Nil 0
-------------------------------------------------- ------ --------- ------ ---
(2) Cash-settled derivatives: Nil 0 Nil 0
-------------------------------------------------- ------ --------- ------ ---
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: Nil 0 Nil 0
-------------------------------------------------- ------ --------- ------ ---
TOTAL: 3,029 0 Nil 0
-------------------------------------------------- ------ --------- ------ ---
(1) % of total issued share capital (excluding treasury shares).
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should
be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8
(SBL).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription N/A
right exists:
------------------------------------------------------------ ---
Details, including nature of the rights concerned N/A
and relevant percentages:
------------------------------------------------------------ ---
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table 3(a), (b),
(c) or (d) (as appropriate) for each additional class of relevant
security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a
principal trader in the same group as a connected adviser)
Class of
relevant Number of Price per
security Purchase/sale securities unit
--------- ---------------------------------------------------------- ---------- ----------
Ordinary
shares Acquisition of ordinary shares of 5p each, being part
of 5p of Olivier Bohuon's total fees for the period of service
each from 1 October 2018 to 31 December 2018 140 GBP 44.31
--------- ---------------------------------------------------------- ---------- -----
(ii) Principal trader where the sole reason for the connection is
that the principal trader is in the same group as a connected adviser
Class of Purchases/ sales Total number Highest price Lowest price
relevant of securities per unit per unit
security paid/received paid/received
-------------- ---------------- -------------- ------------- -------------
N/A N/A N/A N/A N/A
-------------- ---------------- -------------- ------------- -------------
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price
relevant e.g. CFD e.g. opening/closing a long/short position, increasing/reducing reference per
security a long/short position securities unit
-------- ------------------- ---------------------------------------------------------------- ---------- -----
N/A N/A N/A N/A N/A
-------- ------------------- ---------------------------------------------------------------- ---------- -----
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry Option
relevant description purchasing, securities price e.g. American, European etc. date money
security e.g. call selling, to which per paid/
option varying option unit received
etc. relates per
unit
-------- ----------- ----------- ---------- -------- ----------------------------- ------ --------
N/A N/A N/A N/A N/A N/A N/A N/A
-------- ----------- ----------- ---------- -------- ----------------------------- ------ --------
(ii) Exercise
Class of Product description Exercising/ Number of Exercise
relevant e.g. call option exercised securities price per
security against unit
------------- ------------------- ------------ ------------- -------------
N/A N/A N/A N/A N/A
------------- ------------------- ------------ ------------- -------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, conversion (if applicable)
------------------ ------------------------------ ------- -----------------
N/A N/A N/A N/A
------------------ ------------------------------ ------- -----------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or
any agreement or understanding, formal or informal,
relating to relevant securities which may be an inducement
to deal or refrain from dealing entered into by the
party to the offer or person acting in concert making
the disclosure and any other person:
Irrevocable commitments and letters of intent should
not be included. If there are no such agreements,
arrangements or understandings, state "none"
-----------------------------------------------------------
None.
-----------------------------------------------------------
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the party to the offer
or person acting in concert making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights or future acquisition or disposal
of any relevant securities to which any derivative
is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
-----------------------------------------------------------------
None.
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(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) No
------------------------------------
Supplemental Form 8 (SBL) No
------------------------------------
Date of disclosure: 20 December 2018
-------------------- ------------------------------------------
Contact name: Stephen Williams, Deputy Company Secretary
-------------------- ------------------------------------------
Telephone number: +44 (0)125 689 4003
-------------------- ------------------------------------------
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in
relation to the Code's dealing disclosure requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
(END) Dow Jones Newswires
December 20, 2018 07:15 ET (12:15 GMT)
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