Statement of Changes in Beneficial Ownership (4)
August 04 2020 - 05:35PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * St
Romain Kenneth G |
2. Issuer Name and Ticker or Trading
Symbol POOL CORP [ POOL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
GROUP VICE PRESIDENT |
(Last)
(First)
(Middle)
109 NORTHPARK BLVD. |
3. Date of Earliest Transaction (MM/DD/YYYY)
7/31/2020
|
(Street)
COVINGTON, LA 70433
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
7/31/2020 |
|
M |
|
5867 |
A |
$37.13 |
100007 |
D |
|
Common Stock |
7/31/2020 |
|
S |
|
4035 |
D |
$315.3031 (1) |
95972 |
D |
|
Common Stock |
7/31/2020 |
|
S |
|
1832 |
D |
$316.2153 (2) |
94140 |
D |
|
Common Stock |
8/3/2020 |
|
M |
|
6137 |
A |
$37.13 |
100277 |
D |
|
Common Stock |
8/3/2020 |
|
S |
|
1487 |
D |
$320.4958 (3) |
98790 |
D |
|
Common Stock |
8/3/2020 |
|
S |
|
1446 |
D |
$321.5096 (4) |
97344 |
D |
|
Common Stock |
8/3/2020 |
|
S |
|
1592 |
D |
$322.8537 (5) |
95752 |
D |
|
Common Stock |
8/3/2020 |
|
S |
|
1612 |
D |
$323.6233 (6) |
94140 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to
buy) |
$37.13 |
7/31/2020 |
|
M |
|
|
5867 |
2/28/2015 (7) |
2/28/2022 |
Common Stock |
5867.0 |
$0 |
6137 |
D |
|
Non-Qualified Stock Option (right to
buy) |
$37.13 |
8/3/2020 |
|
M |
|
|
6137 |
2/28/2015 (7) |
2/28/2022 |
Common Stock |
6137.0 |
$0 |
0 |
D |
|
Explanation of
Responses: |
(1) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from $315.01 to $315.95, inclusive.
The reporting person undertakes to provide to Pool Corporation, any
security holder of Pool Corporation, or the staff of the Securities
and Exchange Commission, upon request, full information regarding
the number of shares sold at each separate price within the range
set forth in this footnote to this Form 4. |
(2) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from $316.04 to $316.33, inclusive.
The reporting person undertakes to provide to Pool Corporation, any
security holder of Pool Corporation, or the staff of the Securities
and Exchange Commission, upon request, full information regarding
the number of shares sold at each separate price within the range
set forth in this footnote to this Form 4. |
(3) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from $320.065 to $321.03, inclusive.
The reporting person undertakes to provide to Pool Corporation, any
security holder of Pool Corporation, or the staff of the Securities
and Exchange Commission, upon request, full information regarding
the number of shares sold at each separate price within the range
set forth in this footnote to this Form 4. |
(4) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from $321.08 to $321.98, inclusive.
The reporting person undertakes to provide to Pool Corporation, any
security holder of Pool Corporation, or the staff of the Securities
and Exchange Commission, upon request, full information regarding
the number of shares sold at each separate price within the range
set forth in this footnote to this Form 4. |
(5) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from $322.29 to $323.23, inclusive.
The reporting person undertakes to provide to Pool Corporation, any
security holder of Pool Corporation, or the staff of the Securities
and Exchange Commission, upon request, full information regarding
the number of shares sold at each separate price within the range
set forth in this footnote to this Form 4. |
(6) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions at prices ranging from $323.41 to $323.895, inclusive.
The reporting person undertakes to provide to Pool Corporation, any
security holder of Pool Corporation, or the staff of the Securities
and Exchange Commission, upon request, full information regarding
the number of shares sold at each separate price within the range
set forth in this footnote to this Form 4. |
(7) |
The option vests 50% on
February 28, 2015 with the remaining 50% vesting on February 28,
2017. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
St Romain Kenneth G
109 NORTHPARK BLVD.
COVINGTON, LA 70433 |
|
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GROUP VICE PRESIDENT |
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Signatures
|
By: Jennifer Neil For: Kenneth St,
Romain |
|
8/4/2020 |
**Signature of
Reporting Person |
Date |