Current Report Filing (8-k)
February 28 2019 - 8:18AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
Current
Report Pursuant to Section 13 or 15(d) of
the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
February 28, 2019
OXFORD
SQUARE CAPITAL CORP.
(Exact name of registrant as specified in
its charter)
Maryland
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000-50398
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20-0188736
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(State or other jurisdiction
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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of incorporation)
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8 Sound Shore Drive, Suite 255
Greenwich, CT 06830
(Address of principal executive offices
and zip code)
Registrant’s
telephone number, including area code:
(203) 983-5275
Check the appropriate box below if the Form 8-K is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2
of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company
¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
¨
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Item 2.02
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Results of Operations and Financial Condition
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On February 28, 2019, Oxford Square Capital
Corp. (the “Company”) issued a press release announcing its financial results for the quarter ended December 31, 2018.
The text of the press release is included as an exhibit to this Form 8-K. Additionally, on February 28, 2019, the Company made
available on its website, www.oxfordsquarecapital.com, supplemental investor information with respect to the earnings release.
The information in this Current Report,
including the Exhibit, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section. The information in this Current
Report shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act
of 1933, as amended, unless it is specifically incorporated by reference therein.
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Item 9.01
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Financial Statements and Exhibits.
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: February 28, 2019
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OXFORD SQUARE CAPITAL CORP.
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By:
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/s/ Saul B. Rosenthal
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Saul B. Rosenthal
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President
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